Ann M. Bishop
Professional summary
Ann M Bishop, who also goes by Ann Marie Bishop, is a registered financial professional currently at WORLD EQUITY GROUP, INC. located in Northfield, Illinois.
Ann is registered as a RR (Registered Representative) and started their career in finance in 1993. Ann has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ann M Bishop's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 15, 2011 - Present
WORLD EQUITY GROUP, INC.
Office #1: 181 Waukegan Road Suite 100, Northfield, IL 60093August 15, 2011 - December 14, 2020
WORLD EQUITY GROUP, INC.
August 13, 2004 - July 19, 2011
OSAIC FS, INC.
January 22, 1998 - July 19, 2011
OSAIC FS, INC.
March 8, 1993 - May 24, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
Primary Firm SEC Registration
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/15/2011)
(8/15/2011)
Exams
FINRA
Current Firm
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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