Terry D. Ellis

GREENBELT INVESTMENT ADVISORS

CRD#: 2298242

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Professional summary

Terry Dean Ellis is a registered financial advisor currently at GREENBELT INVESTMENT ADVISORS, LLC .

Terry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Terry has worked at 7 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terry Dean Ellis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 14, 2010 - Present

GREENBELT INVESTMENT ADVISORS, LLC

RIA

CRD#: 155704

Past

April 30, 2008 - December 14, 2010

EVOLVE SECURITIES, INC.

CRD#: 127474

DALLAS, TX

Past

January 2, 2008 - December 31, 2010

EVOLVE INVESTMENT ADVISORS

RIA

CRD#: 131714

AUSTIN, TX

Past

January 2, 2008 - April 30, 2008

AFS BROKERAGE, INC.

CRD#: 25924

AUSTIN, TX

Past

May 14, 2001 - December 31, 2007

TRANSAMERICA FINANCIAL ADVISORS, INC.

RIA

CRD#: 3600

AUSTIN, TX

Past

July 17, 2000 - December 31, 2007

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

AUSTIN, TX

Past

January 28, 1997 - July 14, 2000

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

February 19, 1993 - February 11, 1997

INTERFIRST CAPITAL CORPORATION

CRD#: 7659

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREENBELT INVESTMENT ADVISORS, LLC

CRD#: 155704 / SEC#: 801-126059

RIA

Registered Investment Advisory firm - (7/14/2022 Approved)

California

Registered Investment Advisory firm - (8/14/2022 Terminated)

Texas

Registered Investment Advisory firm - (7/15/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/14/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/31/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 8/22/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/29/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/17/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/16/1996

General Securities Principal Examination

Current Firm

GREENBELT INVESTMENT ADVISORS, LLC

CRD#: 155704 / SEC#: 801-126059

RIA

Registered Investment Advisory firm - (7/14/2022 Approved)

California

Registered Investment Advisory firm - (8/14/2022 Terminated)

Texas

Registered Investment Advisory firm - (7/15/2022 Terminated)

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Contact information

Main Address

100 E Main Street Suite 101, Round Rock, TX 78664

Mailing Address

Phone number

(800) 617-3900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A - WRAP APPENDIX (2/19/2026)

ADV 2A (2/19/2026)

Regulatory assets under management

Total Number of Accounts	430
AUM (Assets Under Management)	$ 167,020,947

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Terry D. Ellis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terry Dean Ellis's CRS (Customer Relationship Summary).

Certified licenses

Experience

EVOLVE SECURITIES, INC.

EVOLVE INVESTMENT ADVISORS

AFS BROKERAGE, INC.

TRANSAMERICA FINANCIAL ADVISORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, INC.

INVESTORS CAPITAL CORP.

INTERFIRST CAPITAL CORPORATION

Primary Firm SEC Registration

GREENBELT INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/31/2014

Series 66

Date: 8/22/2006

Series 63

Date: 12/29/1992

Series 7

Date: 2/17/1993

Series 24

Date: 5/16/1996

Current Firm

GREENBELT INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREENBELT INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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