Andrew Gonzales

TP ICAP GLOBAL MARKETS AMERICAS LLC

New York, NY 10281-1008

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CRD#: 2298005

Professional summary

Andrew Gonzales is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 1992. Andrew has worked at 11 firms and has passed the Series 63, SIE, Series 99, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Gonzales's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2023 - Present

TP ICAP GLOBAL MARKETS AMERICAS LLC

Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008

CRD#: 2762

New York, NY

Past

April 13, 2018 - June 30, 2023

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

New York, NY

Past

March 4, 1998 - April 24, 1998

ABBEY-ASHFORD SECURITIES, INC.

CRD#: 17650

Past

July 29, 1997 - December 5, 1997

DONALD & CO. SECURITIES INC.

CRD#: 7776

TINTON FALLS, NJ

Past

March 10, 1997 - July 30, 1997

MEYERS POLLOCK ROBBINS, INC.

CRD#: 13436

NEW YORK, NY

Past

August 27, 1996 - January 29, 1997

EURO-ATLANTIC SECURITIES INC.

CRD#: 21367

BOCA RATON, FL

Past

January 15, 1996 - August 5, 1996

MEYERS POLLOCK ROBBINS, INC.

CRD#: 13436

NEW YORK, NY

Past

September 22, 1995 - December 16, 1995

TUSCANY EQUITY MANAGEMENT CORPORATI0N

CRD#: 20016

DEERFIELD BEACH, FL

Past

April 5, 1995 - June 19, 1995

CORTLANDT CAPITAL CORPORATION

CRD#: 25152

NEW YORK CITY, NY

Past

October 26, 1993 - July 11, 1995

HANOVER, STERLING & COMPANY LTD.

CRD#: 15491

NEW YORK, NY

Past

March 22, 1993 - November 8, 1993

J.W. BARCLAY & CO., INC.

CRD#: 23350

WOODBRIDGE, NJ

Past

December 14, 1992 - March 24, 1993

A.S. GOLDMEN & CO., INC.

CRD#: 23180

RED BANK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 1/5/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 99

Date: 4/13/2018

Operations Professional Examination

General Industry/Product Exam

Series 7

Date: 12/10/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/14/1994

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762 / SEC#: , 8-12726

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

200 Vesey Street 6th Floor, New York, NY 10285

Mailing Address

200 Vesey Street 6th Floor, New York, NY 10285

Phone number

(201) 984-6889

Established

Delaware since 06/30/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (35 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ICAP GLOBAL BROKING INC.	SOLE MEMBER
BERNARDO, SHAWN FRANCIS	CEO	2513376
GOULET, STEPHEN PAUL	SENIOR MANAGING DIRECT/GENERAL COUNSEL/SECRETARY	4769810
HALLIGAN, BRIAN J	CHIEF COMPLIANCE OFFICER	5016364
PEZEU, CHRISTIAN JEAN MICHEL	PRINCIPAL FINANCIAL OFFICER	5661987

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew Gonzales

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Gonzales's CRS (Customer Relationship Summary).

Certified licenses

Experience

TULLETT PREBON FINANCIAL SERVICES LLC

ABBEY-ASHFORD SECURITIES, INC.

DONALD & CO. SECURITIES INC.

MEYERS POLLOCK ROBBINS, INC.

EURO-ATLANTIC SECURITIES INC.

MEYERS POLLOCK ROBBINS, INC.

TUSCANY EQUITY MANAGEMENT CORPORATI0N

CORTLANDT CAPITAL CORPORATION

HANOVER, STERLING & COMPANY LTD.

J.W. BARCLAY & CO., INC.

A.S. GOLDMEN & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/5/1993

SIE

Date: 10/1/2018

Series 99

Date: 4/13/2018

Series 7

Date: 12/10/1992

Series 24

Date: 6/14/1994

FINRA

Current Firm

TP ICAP GLOBAL MARKETS AMERICAS LLC

Contact information

FINRA licenses (35 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TP ICAP GLOBAL MARKETS AMERICAS LLC

TRUST BUT VERIFY

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