Desiree J. Mieses Llavat

LUMIERE BAY

Carolina, PR 00979

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CRD#: 2297976

Professional summary

Desiree Joanne Mieses Llavat, who also goes by Desiree Joanne Mieses, is a registered financial advisor currently at LUMIERE BAY located in Carolina, .

Desiree is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Desiree has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Desiree Joanne Mieses

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

VLL INVESTMENTS, INC. (RENTAL AND INVESTMENTS) SECRETARY AND TREASURER PRFC (PUERTO RICO COM. FOUNDATION) EDUCATIONAL SKILLS Member Board of Directors MEMBER INVESTMENT COMMITTEE DESFEL REALTY INC. PROPERTY RENTAL PRESIDENT Casa Ni�os Manuel Fernandez Juncos (Non-Profit Shelter for Batter Children) Director and Secretary of the Board. Priditen, Inc (Physical Medicine) Secretary Institute of Physical Medicine & Rehabilitation, Inc. (Physical Medicine) Secretary Bentley University Alumni Board Member Friends of Puerto Rico Advisor Member

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Desiree Joanne Mieses Llavat's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2020 - Present

LUMIERE BAY

Office #1: 4735 Isla Verde Ave Ste Ocm3a, Carolina, PR 00979

RIA

CRD#: 308212

Carolina, PR

Past

September 17, 2012 - October 3, 2019

SANTANDER ASSET MANAGEMENT

RIA

CRD#: 109399

GUAYNABO, PR

Past

March 25, 2010 - August 15, 2014

SANTANDER SECURITIES LLC

RIA

CRD#: 41791

GUAYNABO, PR

Past

October 12, 2004 - August 15, 2014

SANTANDER SECURITIES LLC

CRD#: 41791

GUAYNABO, PR

Past

January 28, 1993 - November 2, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/17/2021)

IAR

Puerto Rico
(7/21/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/22/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/1/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/11/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/28/2011

General Securities Principal Examination

Current Firm

LUMIERE BAY

LUMIERE BAY | LUMIERE BAY LLC

CRD#: 308212 / SEC#:

Florida

Registered Investment Advisory firm - (5/17/2021 Approved)

Puerto Rico

Registered Investment Advisory firm - (7/21/2020 Approved)

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Contact information

Main Address

4735 Isla Verde Ave Ste Ocm3a, Carolina, PR 00979

Mailing Address

Phone number

(787) 360-3325

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Desiree J. Mieses Llavat

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Desiree Joanne Mieses Llavat's CRS (Customer Relationship Summary).

Certified licenses

Experience

LUMIERE BAY

SANTANDER ASSET MANAGEMENT

SANTANDER SECURITIES LLC

SANTANDER SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 7/22/2004

Series 63

Date: 5/1/1993

Series 7

Date: 10/11/2004

Series 24

Date: 10/28/2011

Current Firm

LUMIERE BAY

Contact information

Documents

Red Flags

Company Information

LUMIERE BAY

TRUST BUT VERIFY

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