David W. Speight
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Wesley Speight, who also goes by Daivd Wesley Speight, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1993. David had worked at 6 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2010 - April 5, 2012
PHD CAPITAL
January 15, 2003 - February 9, 2010
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
January 4, 2002 - February 20, 2003
CETERA FINANCIAL SPECIALISTS LLC
May 3, 1999 - February 6, 2002
PARK AVENUE SECURITIES LLC
May 10, 1993 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
January 5, 1993 - April 29, 1993
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PHD CAPITAL
CRD#: 38785 / SEC#: , 8-48403
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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