Eric L. Brachfeld
Professional summary
Eric Louis Brachfeld is a registered financial professional currently at VNTR SECURITIES LLC located in New York, New York.
Eric is registered as a RR (Registered Representative) and started their career in finance in 1993. Eric has worked at 9 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 87, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Louis Brachfeld's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 21, 2016 - Present
VNTR SECURITIES LLC
Office #1: 152 Madison Avenue 7th Floor, New York, NY, 10016Office #2: 152 Madison Avenue 7th Floor, New York, NY, 10016October 13, 2014 - December 7, 2016
FUSION ANALYTICS SECURITIES LLC
March 7, 2014 - August 5, 2014
MORPHEUS SECURITIES LLC
May 17, 2011 - May 7, 2014
GENTRY SECURITIES LLC
September 8, 2010 - May 11, 2011
BRIDGE CAPITAL ASSOCIATES, INC.
November 25, 2009 - July 1, 2010
LEDGEMONT CAPITAL MARKETS LLC
October 30, 2009 - November 4, 2009
LEDGEMONT CAPITAL MARKETS LLC
February 4, 2008 - July 29, 2010
LEDGEMONT SECURITIES LLC
January 2, 2003 - January 25, 2008
MIDDLEBURY SECURITIES LLC
January 4, 1993 - July 10, 2001
MCFARLAND DEWEY SECURITIES CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2019)
(3/27/2020)
(6/28/2018)
(5/26/2020)
(7/26/2017)
(2/8/2018)
(10/26/2017)
(2/15/2018)
(3/7/2018)
(10/6/2017)
(9/13/2017)
(8/19/2020)
(3/10/2020)
(3/24/2017)
(3/21/2018)
(3/10/2020)
(4/15/2020)
(3/10/2020)
(2/2/2018)
(5/28/2021)
(4/7/2017)
(4/24/2017)
(10/5/2017)
(4/9/2020)
(3/10/2020)
(8/1/2018)
(3/18/2020)
(5/19/2021)
(3/18/2020)
(5/9/2018)
(11/13/2017)
(5/3/2024)
(4/7/2017)
(3/10/2020)
(3/19/2020)
(4/10/2018)
(3/10/2020)
(4/20/2017)
(2/6/2018)
(4/13/2023)
(3/10/2020)
(2/6/2018)
(4/6/2020)
(5/28/2021)
(5/31/2017)
(3/10/2020)
(6/29/2021)
(6/5/2018)
(5/17/2017)
(3/31/2020)
(3/20/2020)
(4/7/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
VNTR SECURITIES LLC
CRD#: 283856 / SEC#: , 8-69768
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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