Laurie L. Chandler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurie Lund Chandler, CFP®, who also goes by Laurie A Carlson, Laurie Allen Carlson, Laurie A Lund, Laurie Allen Lund, was a registered financial professional .
Laurie is a previously registered financial professional and started their career in finance in 1992. Laurie had worked at 3 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2003 - October 4, 2013
VIGILANT WEALTH MANAGEMENT
March 27, 2001 - August 22, 2002
QUICK & REILLY, INC.
December 21, 1992 - June 26, 1997
FIS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIGILANT WEALTH MANAGEMENT
CRD#: 119642 / SEC#: 801-61006
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,753 |
| AUM (Assets Under Management) | $ 2,200,862,557 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
