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Brian Charles Stivers

STIVERS WEALTH MANAGEMENT
KNOXVILLE, TN
·CRD# 2297625·34 years registered

Professional Summary

Brian Charles Stivers is a registered financial advisor currently at STIVERS WEALTH MANAGEMENT located in Knoxville, Tennessee. Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Brian has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years registered in the securities industry

Current & Past Employments

Current

STIVERS WEALTH MANAGEMENTCurrent·CRD# 336300
RIA
135 Fox Road Suite H, Knoxville, TN 37922
May 20, 2025 - Present

Past

CORECAP ADVISORSPast·CRD# 158819
RIA
Knoxville, TN
January 19, 2021 - May 23, 2025
CORECAP INVESTMENTS, LLCPast·CRD# 37068
BD
Knoxville, TN
January 19, 2021 - May 23, 2025
USA FINANCIAL SECURITIES LLCPast·CRD# 103857
RIA
Knoxville, TN
September 28, 2010 - January 19, 2021
USA FINANCIAL SECURITIES LLCPast·CRD# 103857
BD
Knoxville, TN
January 4, 2010 - January 19, 2021
SIGNATOR FINANCIAL SERVICES, INC.Past·CRD# 19061
BD
Knoxville, TN
June 20, 2007 - December 31, 2009
MSI FINANCIAL SERVICES, INC.Past·CRD# 14251
RIA
Knoxville, TN
March 5, 2004 - March 9, 2007
METROPOLITAN LIFE INSURANCE COMPANYPast·CRD# 4095
BD
Knoxville, TN
December 16, 1992 - March 9, 2007
MSI FINANCIAL SERVICES, INC.Past·CRD# 14251
BD
Knoxville, TN
December 16, 1992 - March 9, 2007

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Current Firm

SW
STIVERS WEALTH MANAGEMENT

STIVERS WEALTH MANAGEMENT | STIVERS WEALTH MANAGEMENT LLC

CRD#: 336300
Tennessee
Registered Investment Advisory firm - Tennessee (5/20/2025 Approved)

Contact Information

Main Address

135 Fox Road Suite H, Knoxville, TN 37922

Phone Number

(865) 288-7685

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

57

AUM (Assets Under Management)

$27,644,781

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Stivers Wealth Management; Started 01/1992. Sales and service of health insurance, life insurance, and annuities, INVESTMENT RELATED; Similar Clientele; Approx. 80 hours per month; Approx. 80 hours per month during trading hours

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Tennessee
(5/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2010About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 1992About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Brian Charles Stivers's CRS (Customer Relationship Summary).

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