Brian C. Stivers

STIVERS WEALTH MANAGEMENT

KNOXVILLE, TN 37922

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CRD#: 2297625

Professional summary

Brian Charles Stivers is a registered financial advisor currently at STIVERS WEALTH MANAGEMENT located in Knoxville, Tennessee.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Brian has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Stivers Wealth Management; Started 01/1992. Sales and service of health insurance, life insurance, and annuities, INVESTMENT RELATED; Similar Clientele; Approx. 80 hours per month; Approx. 80 hours per month during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Charles Stivers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 20, 2025 - Present

STIVERS WEALTH MANAGEMENT

Office #1: 135 Fox Road Suite H, Knoxville, TN 37922

RIA

CRD#: 336300

KNOXVILLE, TN

Past

January 19, 2021 - May 23, 2025

CORECAP ADVISORS

RIA

CRD#: 158819

Knoxville, TN

Past

January 19, 2021 - May 23, 2025

CORECAP INVESTMENTS, LLC

CRD#: 37068

Knoxville, TN

Past

September 28, 2010 - January 19, 2021

USA FINANCIAL SECURITIES LLC

RIA

CRD#: 103857

KNOXVILLE, TN

Past

January 4, 2010 - January 19, 2021

USA FINANCIAL SECURITIES LLC

CRD#: 103857

KNOXVILLE, TN

Past

June 20, 2007 - December 31, 2009

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

KNOXVILLE, TN

Past

March 5, 2004 - March 9, 2007

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

KNOXVILLE, TN

Past

December 16, 1992 - March 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

KNOXVILLE, TN

Past

December 16, 1992 - March 9, 2007

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

KNOXVILLE, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(5/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/27/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/11/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/11/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STIVERS WEALTH MANAGEMENT

STIVERS WEALTH MANAGEMENT | STIVERS WEALTH MANAGEMENT LLC

CRD#: 336300 / SEC#:

Tennessee

Registered Investment Advisory firm - (5/20/2025 Approved)

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Contact information

Main Address

135 Fox Road Suite H, Knoxville, TN 37922

Mailing Address

Phone number

(865) 288-7685

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian C. Stivers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Charles Stivers's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORECAP ADVISORS

CORECAP INVESTMENTS, LLC

USA FINANCIAL SECURITIES LLC

USA FINANCIAL SECURITIES LLC

SIGNATOR FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/27/2010

Series 63

Date: 12/11/1992

SIE

Date: 10/1/2018

Series 6

Date: 12/11/1992

Current Firm

STIVERS WEALTH MANAGEMENT

Contact information

Documents

Red Flags

Company Information

STIVERS WEALTH MANAGEMENT

TRUST BUT VERIFY

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