Brian Charles Stivers
Professional Summary
Brian Charles Stivers is a registered financial advisor currently at STIVERS WEALTH MANAGEMENT located in Knoxville, Tennessee. Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Brian has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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FLAGSHIP HARBOR ADVISORS, LLC
Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
34 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
STIVERS WEALTH MANAGEMENT | STIVERS WEALTH MANAGEMENT LLC
Contact Information
Main Address
135 Fox Road Suite H, Knoxville, TN 37922Phone Number
(865) 288-7685# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
57AUM (Assets Under Management)
$27,644,781Similar Advisors
FLAGSHIP HARBOR ADVISORS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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FLAGSHIP HARBOR ADVISORS, LLC
State Registrations and Notice Filings
(5/20/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1992About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Brian Charles Stivers's CRS (Customer Relationship Summary).
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FLAGSHIP HARBOR ADVISORS, LLC