Eric J. Golub
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Jay Golub was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1992. Eric had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2016 - December 21, 2022
AMERICAN TRUST INVESTMENT SERVICES, INC.
May 3, 2013 - December 31, 2015
LASALLE ST SECURITIES, L.L.C.
January 2, 2001 - May 3, 2013
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 3, 1995 - January 2, 2001
JWGENESIS SECURITIES, INC.
August 12, 1993 - December 31, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 22, 1992 - August 12, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN TRUST INVESTMENT SERVICES, INC.
CRD#: 3001 / SEC#: , 8-14394
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
