Steven William Charest
Professional Summary
Steven William Charest is a registered financial advisor currently at ENCLAVE CAPITAL LLC located in Miami, Florida. Steven is registered as a RR (Registered Representative) and started their career in finance in 1992. Steven has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 86, Series 87, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
BELTONE ENCLAVE SECURITIES | KNG (USA) - ENCLAVE | KLITZBERG ENCLAVE | HRA CAPITAL | ENCLAVE SECURITIES | ENCLAVE CAPITAL, L.L.C. | ENCLAVE CAPITAL LLC | CRIPPLE CREEK SECURITIES, L.L.C. | CRIPPLE CREEK SECURITIES CO. | CAJ CO.
Contact Information
Main Address
701 Brickell Avenue Suite 1550, Miami, FL 33131Mailing Address
701 Brickell Ave Suite 1550, Miami, FL 33131Phone Number
(646) 454-8600Established
Delaware since 05/31/1995Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (18 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/14/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed May 2005About the Series 87 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Steven William Charest's CRS (Customer Relationship Summary).
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