Steven W. Charest
Professional summary
Steven William Charest is a registered financial professional currently at ENCLAVE CAPITAL LLC located in Boca Raton, Florida.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1992. Steven has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 86, Series 87, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven William Charest's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2022 - Present
ENCLAVE CAPITAL LLC
Office #1: 301 Yamato Road Suite 2198, Boca Raton, FL 33431March 12, 2020 - November 8, 2022
SAN BLAS SECURITIES LLC
September 19, 2019 - February 24, 2020
EMPIRE ASSET MANAGEMENT COMPANY
October 3, 2003 - July 31, 2019
DIVINE CAPITAL MARKETS LLC
January 7, 1997 - October 3, 2003
MAY, DAVIS GROUP INC.
July 2, 1996 - January 10, 1997
J.P. MORGAN SECURITIES LLC
July 31, 1993 - July 12, 1996
CITIGROUP GLOBAL MARKETS INC.
December 7, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/14/2022)
Exams
FINRA
Current Firm
ENCLAVE CAPITAL LLC
CRD#: 22732 / SEC#: , 8-39592
Contact information
FINRA licenses (18 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
ENCLAVE CAPITAL LLC
CRD#: 22732Boca Raton, FL 33431TRUST BUT VERIFY
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