Scott D. Butler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott David Butler, who also goes by Scott Butler, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1992. Scott had worked at 8 firms and has passed the Series 63, Series 65, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2014 - January 23, 2018
CATALYST RESEARCH MANAGEMENT GROUP
August 4, 2011 - May 1, 2014
BOUSTEAD SECURITIES, LLC
October 7, 2010 - July 11, 2011
GREAT PINE INVESTMENTS LLC
February 4, 2008 - December 31, 2008
APOGEE CAPITAL GROUP LLC
March 3, 1998 - March 17, 1999
PACIFIC CREST SECURITIES LLC
March 10, 1996 - March 4, 1997
JENSEN SECURITIES CO.
July 31, 1993 - May 16, 1994
CITIGROUP GLOBAL MARKETS INC.
December 7, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
CATALYST RESEARCH MANAGEMENT GROUP
CRD#: 168902 / SEC#:
Contact information
Red Flags
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