Robert Scott Nathan
Professional Summary
Robert Scott Nathan, who also goes by Robert S Nathan, is a registered financial advisor currently at REVERE SECURITIES LLC located in Boca Raton, Florida. Robert is registered as a RR (Registered Representative) and started their career in finance in 1992. Robert has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 79 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Robert S Nathan
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
ASR DIVISION OF TRACK SECURITIES CORP | TRACK SECURITIES CORP. | REVERE WEALTH MANAGEMENT LLC | REVERE SECURITIES LLC | REVERE SECURITIES CORP. | M-W SECURITIES CORP. | BRIARCLIFF CAPITAL CORP.
Contact Information
Main Address
560 Lexington Avenue 16th Floor, New York, NY 10022Mailing Address
560 Lexington Avenue 16th Floor, New York, NY 10022Phone Number
(212) 688-2350Established
Delaware since 12/31/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
15Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/4/2022)
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(11/29/2022)
(10/4/2022)
(10/5/2022)
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(10/4/2022)
(10/4/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Mar 2017About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Robert Scott Nathan's CRS (Customer Relationship Summary).
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