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RN

Robert S. Nathan

REVERE SECURITIES LLC
BOCA RATON, FL 33431
Some features on this profile are disabled
CRD#: 2297062
RN

Professional summary

Robert Scott Nathan, who also goes by Robert S Nathan, is a registered financial professional currently at REVERE SECURITIES LLC located in Boca Raton, Florida.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1992. Robert has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert S Nathan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Scott Nathan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 4, 2022 - Present

REVERE SECURITIES LLC

Office #1: 1900 Nw Corporate Blvd Suite W105, Boca Raton, FL 33431
BD
CRD#: 14178
BOCA RATON, FL
Past

April 22, 2022 - September 16, 2022

REVERE SECURITIES LLC

BD
CRD#: 14178
BOCA RATON, FL
Past

November 13, 2018 - May 2, 2022

VCS VENTURE SECURITIES

BD
CRD#: 127921
NEW YORK, NY
Past

April 7, 2015 - November 26, 2018

TRIPOINT GLOBAL EQUITIES/BANQ(R)

BD
CRD#: 143174
NEW YORK, NY
Past

July 7, 2009 - April 29, 2015

MONARCH CAPITAL GROUP, LLC

BD
CRD#: 47815
NEW YORK, NY
Past

September 26, 2006 - July 9, 2009

AEGIS CAPITAL CORP.

BD
CRD#: 15007
NEW YORK, NY
Past

June 8, 2004 - October 17, 2006

EKN FINANCIAL SERVICES INC.

BD
CRD#: 113525
NEW YORK, NY
Past

August 8, 2000 - June 8, 2004

H.C.WAINWRIGHT & CO., LLC

BD
CRD#: 375
NEW YORK, NY
Past

September 22, 1998 - July 27, 2000

JOSEPHTHAL & CO., INC.

BD
CRD#: 3227
NEW YORK, NY
Past

September 15, 1997 - September 23, 1998

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
NEW YORK, NY
Past

January 29, 1996 - September 15, 1997

RICKEL & ASSOCIATES, INC.

BD
CRD#: 7839
NEW YORK, NY
Past

December 21, 1994 - February 1, 1996

JOSEPHTHAL & CO., INC.

BD
CRD#: 3227
NEW YORK, NY
Past

January 26, 1994 - December 21, 1994

TUSCANY EQUITY MANAGEMENT CORPORATI0N

BD
CRD#: 20016
DEERFIELD BEACH, FL
Past

December 4, 1992 - April 19, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(10/4/2022)
RR
California
(10/4/2022)
RR
Connecticut
(10/4/2022)
RR
Delaware
(10/4/2022)
RR
District of Columbia
(10/4/2022)
RR
Florida
(10/4/2022)
RR
Georgia
(10/4/2022)
RR
Illinois
(10/20/2022)
RR
New Jersey
(11/29/2022)
RR
New York
(10/4/2022)
RR
Pennsylvania
(10/5/2022)
RR
Puerto Rico
(10/4/2022)
RR
Texas
(10/4/2022)
RR
Wyoming
(10/4/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/15/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/11/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 3/1/2017
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 11/30/1992
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

RS
REVERE SECURITIES LLC
ASR DIVISION OF TRACK SECURITIES CORP | TRACK SECURITIES CORP. | REVERE WEALTH MANAGEMENT LLC | REVERE SECURITIES LLC | REVERE SECURITIES CORP. | M-W SECURITIES CORP. | BRIARCLIFF CAPITAL CORP.

CRD#: 14178 / SEC#: , 8-30511

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
560 Lexington Avenue 16th Floor, New York, NY 10022
Mailing Address
560 Lexington Avenue 16th Floor, New York, NY 10022
Phone number
(212) 688-2350
Established
Delaware since 12/31/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
REVERE INVESTMENT HOLDINGS LLCSHAREHOLDER
BODKIN, GREGORY PATRICKCHIEF COMPLIANCE OFFICER3008389
FULLMAN, SCOTT HOWARDPRESIDENT / CHIEF OPERATIONS OFFICER1516584
MORENO, WILLIAM FRANCISCEO / EXECUTIVE CHAIRMAN2801621
ZULUAGA, OSEASCFO / FINOP4186791

Disclosures

Regulatory Event14
Arbitration3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REVERE SECURITIES LLC

CRD#: 14178Boca Raton, FL 33431

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