Thomas Alburtus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Alburtus was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1993. Thomas had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2018 - October 4, 2018
LEK SECURITIES CORPORATION
October 18, 2001 - June 13, 2018
TD PRIME SERVICES LLC
November 12, 1999 - July 5, 2001
INTER-DEALER BROKERS LLC
November 2, 1999 - July 5, 2001
GFI SECURITIES LLC
July 24, 1996 - September 8, 1997
J.P. MORGAN CLEARING CORP.
July 24, 1996 - September 8, 1997
J.P. MORGAN SECURITIES LLC
February 1, 1993 - May 10, 1996
TUCKER ANTHONY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEK SECURITIES CORPORATION
CRD#: 33135 / SEC#: , 8-42152
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 42 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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