Linda Bond-hiltner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Bond-hiltner, who also goes by Linda Bondhiltner, was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 1993. Linda had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2022 - April 14, 2022
CENTAURUS FINANCIAL, INC.
July 25, 2018 - April 18, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 6, 2015 - August 6, 2018
CONCORDE INVESTMENT SERVICES, LLC
October 21, 2014 - July 6, 2015
SUMMIT BROKERAGE SERVICES, INC.
January 11, 2008 - November 6, 2014
OSAIC FS, INC.
October 30, 2003 - January 14, 2008
SECURITIES AMERICA, INC.
June 4, 2002 - October 31, 2003
MORGAN STANLEY DW INC.
October 11, 1999 - October 31, 2003
MORGAN STANLEY DW INC.
April 11, 1997 - September 8, 1999
PRUDENTIAL EQUITY GROUP, LLC
January 18, 1993 - April 28, 1997
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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