Michael G. Porricelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Gerard Porricelli, who also goes by Michael G Porricelli, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 8 firms and has passed the Series 66, Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2018 - April 23, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
July 5, 2017 - July 13, 2018
STRATEGIC ADVISERS LLC
April 25, 2017 - March 31, 2021
FIDELITY BROKERAGE SERVICES LLC
June 14, 2010 - July 5, 2011
WELLS FARGO PRIME SERVICES, LLC
January 20, 1999 - November 2, 1999
FIRST UNION BROKERAGE SERVICES, INC.
June 3, 1996 - January 29, 1999
PEOPLE'S SECURITIES, INC.
September 26, 1995 - June 3, 1996
UBS FINANCIAL SERVICES INC.
February 5, 1993 - August 29, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/7/2022
General Securities Representative ExaminationCurrent Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
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