Anthony M. Hayden

MACQUARIE CAPITAL (USA)

NEW YORK, NY 10103

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CRD#: 2296794

Professional summary

Anthony Michael Hayden is a registered financial professional currently at MACQUARIE CAPITAL (USA) INC. located in New York, New York.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 1993. Anthony has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 2020 - Present

MACQUARIE CAPITAL (USA) INC.

Office #1: 660 5th Ave, New York, NY 10103

CRD#: 36368

NEW YORK, NY

Past

November 28, 2011 - May 1, 2019

NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297

NEW YORK, NY

Past

October 1, 2008 - October 7, 2011

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

October 24, 2005 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

September 27, 1999 - August 27, 2002

COMMERZ MARKETS LLC

CRD#: 41957

NEW YORK, NY

Past

January 29, 1993 - August 19, 1999

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(10/7/2020)

Exams

State Security Law Exam

Series 63

Date: 6/27/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 7/27/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 4/3/2006

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 1/26/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 5/15/2014

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/8/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MACQUARIE CAPITAL (USA) INC.

MACQUARIE CAPITAL (USA) INC. | MACQUARIE SECURITIES INC. | MACQUARIE SECURITIES (USA) INC. | MACQUARIE EQUITIES (U.S.A.) INC.

CRD#: 36368 / SEC#: , 8-47198

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

660 5th Ave, New York, NY 10103

Mailing Address

660 5th Ave, New York, NY 10103

Phone number

(212) 231-1000

Established

Delaware since 03/01/1994

Firm type

Corporation

Fiscal year end

March

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MACQUARIE HOLDINGS (USA) INC.	SHAREHOLDER
BACHTELER, TOBIAS	CO-CHIEF EXECUTIVE OFFICER	4945558
CHAN, PAULINA M	CHIEF COMPLIANCE OFFICER	3211559
CONAHAN, JAMES S	CHIEF FINANCIAL OFFICER/FINOP	2538695
DE FREITAS, CARLOS A	CHIEF OPERATING OFFICER	4812920
FULTON, JANEEN KAY	AML OFFICER	3066508
VALENTINE, ROBERT GEOFFREY	DIRECTOR	5633577
VUOLO, JEREMY MURPHY	CO-CHIEF EXECUTIVE OFFICER	2798378

Disclosures

Regulatory Event	4
Civil Event	1

Red Flags

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Advisor Monitoring

Firm Stability Insights

Anthony M. Hayden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Michael Hayden's CRS (Customer Relationship Summary).

Certified licenses

Experience

NOMURA SECURITIES INTERNATIONAL, INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

COMMERZ MARKETS LLC

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/27/2006

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 7/27/2012

Series 55

Date: 4/3/2006

Series 7

Date: 1/26/1993

Series 4

Date: 5/15/2014

Series 24

Date: 2/8/2006

FINRA

Current Firm

MACQUARIE CAPITAL (USA) INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MACQUARIE CAPITAL (USA) INC.

TRUST BUT VERIFY

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