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DG

Darryl Stephen Grayson

ACR ALPINE CAPITAL RESEARCH
Jupiter, FL
·CRD# 2296764·33 years registered

Professional Summary

Darryl Stephen Grayson, who also goes by Darryl Greenberg, is a registered financial advisor currently at ACR ALPINE CAPITAL RESEARCH, LLC located in Jupiter, Florida and IMST DISTRIBUTORS, LLC located in Clayton, Missouri. Darryl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Darryl has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Darryl Greenberg

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years registered in the securities industry

Current & Past Employments

Current

ACR ALPINE CAPITAL RESEARCH, LLCCurrent·CRD# 110933
RIA
Jupiter, FL
August 28, 2010 - Present
IMST DISTRIBUTORS, LLCCurrent·CRD# 130745
BD
190 Carondelet Plaza Suite 1300, Clayton, MO 63105
December 23, 2014 - Present

Past

CAPITOL SECURITIES MANAGEMENT, INC.Past·CRD# 14169
RIA
Mt. Laurel, NJ
February 28, 2011 - December 9, 2014
CAPITOL SECURITIES MANAGEMENT, INC.Past·CRD# 14169
BD
Glen Allen, VA
August 18, 2010 - December 9, 2014
WILMINGTON BROKERAGE SERVICES COMPANYPast·CRD# 14942
RIA
Philadelphia, PA
March 1, 2007 - January 12, 2009
WILMINGTON BROKERAGE SERVICES COMPANYPast·CRD# 14942
BD
Philadelphia, PA
August 2, 2006 - January 12, 2009
G.RESEARCH, LLCPast·CRD# 7353
BD
Rye, NY
September 2, 2003 - May 24, 2006
M&T SECURITIES, INC.Past·CRD# 17358
BD
Baltimore, MD
May 1, 2003 - May 7, 2003
ALLFIRST BROKERAGE CORPORATIONPast·CRD# 17531
BD
Baltimore, MD
January 14, 2002 - May 1, 2003
LINCOLN FINANCIAL DISTRIBUTORS, INC.Past·CRD# 145
BD
Radnor, PA
December 31, 2000 - November 12, 2001
DELAWARE DISTRIBUTORS, L.P.Past·CRD# 14232
BD
Philadelphia, PA
March 14, 1997 - December 31, 2000
PERSHING LLCPast·CRD# 7560
BD
Jersey City, NJ
August 1, 1995 - October 26, 1995
OCC DISTRIBUTORS LLCPast·CRD# 18541
BD
New York, NY
March 30, 1994 - July 11, 1995
OPPENHEIMERFUNDS DISTRIBUTOR, INC.Past·CRD# 7834
BD
New York, NY
January 29, 1993 - February 8, 1994

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Current Firm

AA
ACR ALPINE CAPITAL RESEARCH, LLC

ACR ALPINE CAPITAL RESEARCH, LLC | ALPINE PRIVATE CAPITAL | ALPINE INVESTMENT MANAGEMENT,LLC | ACR ALPINE CAPTIAL RESEARCH

CRD#: 110933 / SEC#: 801-60694
RIA
Registered Investment Advisory firm - SEC (11/13/2001 Approved)
Indiana
Registered Investment Advisory firm - Indiana (9/28/2002 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (11/13/2001 Terminated)
Texas
Registered Investment Advisory firm - Texas (11/30/2001 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

190 Carondelet Plaza Suite 1300, St. Louis, MO 63105

Phone Number

(314) 932-7600

# of Employees

35

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ACR ADV PART 2A 6-25-26 (6/24/2026)

Regulatory Assets Under Management

Total Number of Accounts

7,168

AUM (Assets Under Management)

$10,792,944,280

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ACR Alpine Capital Research, LLC; Investment Related; Registered Investment Advisor; Jupiter, FL; 12/2014 ; Head of Client Relations & Distribution; Market/promote product line of mutual funds + SMA's to financial intermediaries; 160 hours per month, 120 during trading hours. 2) ERI JUL LLC; Investment Related; Cherry Hill, NJ; Investments; Owner; Start Date 9/2017; 0 hours per month; owner of LLC to receive stocks and dividends

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ACR ALPINE CAPITAL RESEARCH, LLC

ACR ALPINE CAPITAL RESEARCH, LLC | ALPINE PRIVATE CAPITAL | ALPINE INVESTMENT MANAGEMENT,LLC | ACR ALPINE CAPTIAL RESEARCH

CRD#: 110933 / SEC#: 801-60694
RIA
Registered Investment Advisory firm - SEC (11/13/2001 Approved)
Indiana
Registered Investment Advisory firm - Indiana (9/28/2002 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (11/13/2001 Terminated)
Texas
Registered Investment Advisory firm - Texas (11/30/2001 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/20/2015)
RR
Alaska
(1/20/2015)
RR
Arizona
(1/20/2015)
RR
Arkansas
(1/20/2015)
RR
California
(12/23/2014)
RR
Colorado
(1/20/2015)
RR
Connecticut
(1/20/2015)
RR
Delaware
(1/20/2015)
RR
District of Columbia
(1/20/2015)
RR
Florida
(1/20/2015)
IAR
Florida
(10/13/2026)
RR
Georgia
(1/20/2015)
RR
Hawaii
(1/20/2015)
RR
Idaho
(1/20/2015)
RR
Illinois
(1/20/2015)
RR
Indiana
(1/20/2015)
RR
Iowa
(1/20/2015)
RR
Kansas
(1/20/2015)
RR
Kentucky
(1/20/2015)
RR
Louisiana
(1/20/2015)
RR
Maine
(1/20/2015)
RR
Maryland
(1/20/2015)
RR
Massachusetts
(1/20/2015)
RR
Michigan
(1/20/2015)
RR
Minnesota
(1/20/2015)
RR
Mississippi
(1/20/2015)
RR
Missouri
(1/20/2015)
RR
Montana
(1/20/2015)
RR
Nebraska
(1/20/2015)
RR
Nevada
(1/20/2015)
RR
New Hampshire
(1/20/2015)
RR
New Jersey
(1/20/2015)
RR
New Mexico
(1/20/2015)
RR
New York
(1/20/2015)
RR
North Carolina
(1/21/2015)
RR
North Dakota
(1/20/2015)
RR
Ohio
(1/20/2015)
RR
Oklahoma
(1/20/2015)
RR
Oregon
(1/20/2015)
RR
Pennsylvania
(1/20/2015)
RR
Rhode Island
(1/20/2015)
RR
South Carolina
(1/20/2015)
RR
South Dakota
(1/20/2015)
RR
Tennessee
(1/20/2015)
IAR
Texas
(8/28/2010)
RR
Texas
(1/20/2015)
RR
Utah
(1/20/2015)
RR
Vermont
(1/20/2015)
RR
Virginia
(1/20/2015)
RR
Washington
(1/20/2015)
RR
West Virginia
(1/20/2015)
RR
Wisconsin
(1/20/2015)
RR
Wyoming
(1/20/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1997About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Darryl Stephen Grayson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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