Shawn L. Fishbaugh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shawn Luther Fishbaugh, CFA, who also goes by Shawn Fishbaugh, was a registered financial professional .
Shawn is a previously registered financial professional and started their career in finance in 2004. Shawn had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2019 - September 19, 2022
9258 WEALTH MANAGEMENT, LLC
May 31, 2013 - January 23, 2019
JOHN D. DOVICH & ASSOCIATES, LLC
May 28, 2013 - May 31, 2013
KESTRA INVESTMENT SERVICES, LLC
May 23, 2013 - February 19, 2015
KESTRA INVESTMENT SERVICES, LLC
April 18, 2005 - December 7, 2011
BARTLETT & CO
June 17, 2004 - December 6, 2005
LEGG MASON WOOD WALKER, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
9258 WEALTH MANAGEMENT, LLC
CRD#: 290693 / SEC#: 801-112161
Contact information
Regulatory assets under management
| Total Number of Accounts | 3,274 |
| AUM (Assets Under Management) | $ 1,033,822,730 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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