CH
Chris C. Hammann
IPI WEALTH MANAGEMENT
CARLINVILLE, IL 62626
Some features on this profile are disabled
CRD#: 2296480
CH
Professional summary
Chris Charles Hammann is a registered financial advisor currently at IPI WEALTH MANAGEMENT, INC. located in Carlinville, Illinois and INVESTMENT PLANNERS, INC. located in Plainview, Illinois.
Chris is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Chris has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-FARM OWNER -NOT INVESTMENT-RELATED AND RARELY SPENDS SECURITIES-HOURS TIME ON DUTIES.
2-MILES STATION MUSIC - MUSICIAN
NOT INVESTMENT-RELATED
ZERO HOURS/WEEK DURING MARKET HOURS
3-BROKERAGE UNLIMITED, INC.-ST. LOUIS, MO-INSURANCE SALES-4 HOURS/MONTH/0 HOURS DURING TRADING HOURS.
4-BAUGHMANN INSURANCE-O'FALLON, IL-HEALTH INSURANCE SALES-4 HOURS/MONTH/0 HOURS DURING TRADING HOURS.
5-AFLAC, FIXED INSURANCE SALES - MAY 2017 - 2-5 HRS/MONTH - 0 DURING TRADING HRS.
CRS (Client Relationship Summary) - RIA
Click below to view Chris Charles Hammann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2000 - Present
IPI WEALTH MANAGEMENT, INC.
Office #1: 22775 Dodge Rd., Carlinville, IL 62626RIA
CRD#: 111872
CARLINVILLE, IL
Current
February 12, 1997 - Present
INVESTMENT PLANNERS, INC.
BD
CRD#: 18557
Plainview, IL
Past
April 16, 1993 - November 21, 1996
INVESTMENT PLANNERS, INC.
BD
CRD#: 18557
DECATUR, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
IPI WEALTH MANAGEMENT, INC.
IPI ASSET MANAGEMENT, INC. | VOGEL & COMPANY, LLC | KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC. | KOSHINSKI ASSET MANAGEMENT, INC. DBA INVESTMENT PLANNERS | KOSHINSKI ASSET MANAGEMENT INC. | IPI WEALTH MANAGEMENT, INC. | IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
RIA
Registered Investment Advisory firm - (11/1/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(9/19/2024)
RR
Illinois(2/12/1997)
IAR
Illinois(11/1/2000)
RR
Indiana(5/23/2023)
RR
Iowa(1/5/2025)
RR
Kentucky(2/9/2024)
RR
Missouri(5/23/2014)
RR
Ohio(11/7/2024)
RR
Oklahoma(4/29/2020)
RR
South Carolina(5/24/2017)
RR
Texas(1/2/2020)
RR
Wisconsin(5/24/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IW
IPI WEALTH MANAGEMENT, INC.
IPI ASSET MANAGEMENT, INC. | VOGEL & COMPANY, LLC | KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC. | KOSHINSKI ASSET MANAGEMENT, INC. DBA INVESTMENT PLANNERS | KOSHINSKI ASSET MANAGEMENT INC. | IPI WEALTH MANAGEMENT, INC. | IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
RIA
Registered Investment Advisory firm - (11/1/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
226 W. Eldorado, Decatur, IL 62522
Mailing Address
P.o. Box 170, Decatur, IL 62525-0170
Phone number
(217) 425-6340
Established
Firm type
Fiscal year end
# of Employees
73
SEC notice filing (47 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,743 |
| AUM (Assets Under Management) | $ 2,248,994,441 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
