Christopher J. Hannon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher James Hannon was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1993. Christopher had worked at 10 firms and has passed the Series 63, Series 65, Series 3, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2023 - July 16, 2024
DELPHOS MMJ L.P.
January 26, 2022 - January 31, 2023
HOLLISTER ASSOCIATES, LLC
August 25, 2020 - January 25, 2022
GROWTH CAPITAL SERVICES, INC.
August 16, 2006 - December 31, 2007
GAM USA INC.
June 15, 2006 - February 17, 2012
GAM SERVICES, INC.
June 20, 2005 - April 17, 2006
KENMAR SECURITIES, L.P.
March 24, 2004 - April 6, 2005
NATIONWIDE FUND DISTRIBUTORS LLC
June 4, 1998 - April 10, 2002
J.P. MORGAN SECURITIES LLC
October 7, 1994 - May 20, 1998
SOUTH GROUP INVESTMENT SERVICES, INC.
March 4, 1993 - October 4, 1994
SIGNATURE BROKER-DEALER SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DELPHOS MMJ L.P.
CRD#: 137389 / SEC#: , 8-67083
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
