Peter H. Sorensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Hill Sorensen, who also goes by Peter Howard Sorensen, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1992. Peter had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2013 - September 3, 2014
HEFFERNAN INVESTMENT ADVISORS, INC.
November 16, 2006 - December 16, 2009
ALLSPRING FUNDS DISTRIBUTOR, LLC
November 24, 2004 - November 17, 2006
WELLS FARGO BROKERAGE SERVICES, L.L.C.
June 5, 2003 - November 6, 2003
SECURITIES AMERICA, INC.
November 14, 1997 - March 28, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 2, 1996 - August 29, 1997
BLACKROCK EXECUTION SERVICES
November 16, 1992 - January 2, 1996
WELLS FARGO SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
HEFFERNAN INVESTMENT ADVISORS, INC.
CRD#: 118369 / SEC#: 801-66890
Contact information
Red Flags
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