Brigette L. Messina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brigette Lynn Messina, who also goes by Brigette Solar Messina, Brigette Solar, was a registered financial professional .
Brigette is a previously registered financial professional and started their career in finance in 1992. Brigette had worked at 12 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2021 - November 24, 2023
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 15, 2021 - November 24, 2023
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 19, 2019 - August 31, 2021
CETERA INVESTMENT ADVISERS LLC
February 19, 2019 - August 31, 2021
CETERA INVESTMENT SERVICES LLC
February 13, 2013 - November 28, 2017
RAYMOND JAMES & ASSOCIATES, INC.
February 13, 2013 - November 28, 2017
RAYMOND JAMES & ASSOCIATES, INC.
July 30, 2007 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
June 26, 2006 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
May 10, 2004 - July 16, 2004
SUNAMERICA SECURITIES, INC.
April 21, 2004 - May 3, 2004
SUNAMERICA SECURITIES, INC.
December 3, 2001 - May 19, 2003
STANFORD GROUP COMPANY
November 11, 1999 - December 3, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 17, 1999 - August 17, 1999
VERAVEST INVESTMENTS, INC.
October 1, 1997 - March 11, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 1, 1997 - March 11, 1999
EQUITABLE ADVISORS, LLC
November 24, 1992 - October 31, 1995
CAPITAL BROKERAGE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
