Thomas William Sepull Jr
Professional Summary
Thomas William Sepull JR, who also goes by Thomas William Sepull, is a registered financial advisor currently at WEALTH & TAX PLANNERS LLC located in Danville, California and PRIVATE CLIENT SERVICES, LLC located in Walnut Creek, California. Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Thomas has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas William Sepull
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
GREENBERG, MARK ALAN | WEALTH & TAX PLANNERS LLC | WEALTH & TAX PLANNERS
Contact Information
Main Address
3021 Citrus Circle Suite 200, Walnut Creek, CA 94598Phone Number
(925) 938-4300# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
105AUM (Assets Under Management)
$75,000,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(3/13/2015)
(1/3/2022)
(1/14/2025)
(1/14/2025)
(3/15/2023)
(1/14/2025)
(1/14/2025)
(1/25/2022)
(1/17/2025)
(11/12/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Thomas William Sepull JR's CRS (Customer Relationship Summary).
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