Robert C. Webb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Chandler Webb was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2018 - October 12, 2018
BB&T SECURITIES, LLC
January 2, 2018 - October 12, 2018
BB&T SECURITIES, LLC
January 28, 2009 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
January 26, 2009 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
June 25, 2004 - December 31, 2008
BB&T INVESTMENT SERVICES, INC.
May 6, 2004 - December 31, 2008
BB&T INVESTMENT SERVICES, INC.
April 1, 1998 - February 26, 1999
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 21, 1996 - April 1, 1998
BARNETT INVESTMENTS, INC.
March 29, 1996 - November 29, 1996
AMSOUTH INVESTMENT SERVICES, INC.
May 17, 1995 - April 10, 1996
PFIC SECURITIES CORPORATION
December 10, 1992 - June 7, 1993
IDS LIFE INSURANCE COMPANY
December 10, 1992 - June 7, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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