Mark J. Wong
Professional summary
Mark Joseph Wong, who also goes by Mark J Wong, is a registered financial advisor currently at RMC FINANCIAL ADVISORS, LLC located in Davis, California.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Mark has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Joseph Wong's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2007 - Present
RMC FINANCIAL ADVISORS, LLC
Office #1: 2744 Del Rio Place, Suite 100, Davis, CA 95618November 4, 2003 - August 21, 2007
FIRST ALLIED SECURITIES, INC.
November 14, 2000 - August 21, 2007
FIRST ALLIED SECURITIES, INC.
November 27, 1992 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 27, 1992 - November 20, 2000
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/19/2007)
Exams
Current Firm
RMC FINANCIAL ADVISORS, LLC
CRD#: 144821 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 150 |
| AUM (Assets Under Management) | $ 40,027,938 |
Red Flags
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