Michael J. Hernandez

D.H. HILL ADVISORS

Dallas, TX

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CRD#: 2295660

Professional summary

Michael Joseph Hernandez is a registered financial advisor currently at D.H. HILL ADVISORS, INC. located in Dallas, Texas and D.H. HILL SECURITIES, LLLP located in Kingwood, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 31 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Halo Roofing & Construction, Sales/Project Mgr, 10 hrs/wk, commission, not investment related, no personal financial investment

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Hernandez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2024 - Present

D.H. HILL ADVISORS, INC.

RIA

CRD#: 116324

Dallas, TX

Current

July 1, 2021 - Present

D.H. HILL SECURITIES, LLLP

Office #1: 1543 Green Oak Place, Suite 100, Kingwood, TX 77339

CRD#: 41528

Kingwood, TX

Past

December 21, 2016 - March 17, 2021

ARIVE CAPITAL MARKETS

CRD#: 8060

STATEN ISLAND, NY

Past

January 18, 2011 - December 31, 2016

EDI FINANCIAL, INC.

CRD#: 15699

IRVING, TX

Past

March 18, 2005 - September 1, 2006

CAC CAPITAL CORP

CRD#: 15396

DALLAS, TX

Past

November 19, 2001 - April 16, 2002

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

BIRMINGHAM, AL

Past

December 21, 2000 - October 8, 2001

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

February 27, 1996 - January 8, 2001

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

March 27, 1995 - January 30, 1996

STRATEGIC RESOURCE MANAGEMENT, INC.

CRD#: 28974

AURORA, CO

Past

June 24, 1994 - March 29, 1995

GAINEY FINANCIAL SERVICES, INC.

CRD#: 27968

SCOTTSDALE, AZ

Past

June 21, 1993 - June 30, 1994

REYNOLDS KENDRICK STRATTON, INC.

CRD#: 10414

Past

February 1, 1993 - June 23, 1993

CHELSEA STREET SECURITIES, INC.

CRD#: 17548

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

D.H. HILL ADVISORS, INC.

D.H. HILL ADVISORS, INC. | FIRST FINANCIAL UNITED MANAGEMENT, INC. | DBA D.H. HILL WEALTH MANAGEMENT

CRD#: 116324 / SEC#: 801-115203

RIA

Registered Investment Advisory firm - (5/2/2019 Approved)

Arizona

Registered Investment Advisory firm - (5/20/2019 Terminated)

California

Registered Investment Advisory firm - (6/19/2019 Terminated)

Colorado

Registered Investment Advisory firm - (5/29/2019 Terminated)

Delaware

Registered Investment Advisory firm - (5/21/2019 Terminated)

Florida

Registered Investment Advisory firm - (5/20/2019 Terminated)

Georgia

Registered Investment Advisory firm - (5/31/2019 Terminated)

Illinois

Registered Investment Advisory firm - (5/2/2019 Terminated)

Iowa

Registered Investment Advisory firm - (5/21/2019 Terminated)

Kansas

Registered Investment Advisory firm - (5/20/2019 Terminated)

Kentucky

Registered Investment Advisory firm - (11/14/2011 Terminated)

Louisiana

Registered Investment Advisory firm - (5/20/2019 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/20/2019 Terminated)

Michigan

Registered Investment Advisory firm - (5/20/2019 Terminated)

Missouri

Registered Investment Advisory firm - (5/20/2019 Terminated)

Nebraska

Registered Investment Advisory firm - (5/28/2019 Terminated)

New Mexico

Registered Investment Advisory firm - (5/20/2019 Terminated)

New York

Registered Investment Advisory firm - (5/20/2019 Terminated)

North Carolina

Registered Investment Advisory firm - (6/6/2019 Terminated)

Ohio

Registered Investment Advisory firm - (5/21/2019 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/20/2019 Terminated)

Rhode Island

Registered Investment Advisory firm - (5/20/2019 Terminated)

South Carolina

Registered Investment Advisory firm - (5/20/2019 Terminated)

Tennessee

Registered Investment Advisory firm - (5/22/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/20/2019 Terminated)

Virginia

Registered Investment Advisory firm - (5/22/2019 Terminated)

Washington

Registered Investment Advisory firm - (5/27/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(8/11/2021)

Texas
(8/9/2021)

IAR

Texas
(2/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/20/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/24/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/14/2011

General Securities Representative Examination

General Industry/Product Exam

Series 31

Date: 3/16/2000

Futures Managed Funds Examination

SRO Registrations

FINRA

Current Firm

D.H. HILL ADVISORS, INC.

D.H. HILL ADVISORS, INC. | FIRST FINANCIAL UNITED MANAGEMENT, INC. | DBA D.H. HILL WEALTH MANAGEMENT

CRD#: 116324 / SEC#: 801-115203

RIA

Registered Investment Advisory firm - (5/2/2019 Approved)

Arizona

Registered Investment Advisory firm - (5/20/2019 Terminated)

California

Registered Investment Advisory firm - (6/19/2019 Terminated)

Colorado

Registered Investment Advisory firm - (5/29/2019 Terminated)

Delaware

Registered Investment Advisory firm - (5/21/2019 Terminated)

Florida

Registered Investment Advisory firm - (5/20/2019 Terminated)

Georgia

Registered Investment Advisory firm - (5/31/2019 Terminated)

Illinois

Registered Investment Advisory firm - (5/2/2019 Terminated)

Iowa

Registered Investment Advisory firm - (5/21/2019 Terminated)

Kansas

Registered Investment Advisory firm - (5/20/2019 Terminated)

Kentucky

Registered Investment Advisory firm - (11/14/2011 Terminated)

Louisiana

Registered Investment Advisory firm - (5/20/2019 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/20/2019 Terminated)

Michigan

Registered Investment Advisory firm - (5/20/2019 Terminated)

Missouri

Registered Investment Advisory firm - (5/20/2019 Terminated)

Nebraska

Registered Investment Advisory firm - (5/28/2019 Terminated)

New Mexico

Registered Investment Advisory firm - (5/20/2019 Terminated)

New York

Registered Investment Advisory firm - (5/20/2019 Terminated)

North Carolina

Registered Investment Advisory firm - (6/6/2019 Terminated)

Ohio

Registered Investment Advisory firm - (5/21/2019 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/20/2019 Terminated)

Rhode Island

Registered Investment Advisory firm - (5/20/2019 Terminated)

South Carolina

Registered Investment Advisory firm - (5/20/2019 Terminated)

Tennessee

Registered Investment Advisory firm - (5/22/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/20/2019 Terminated)

Virginia

Registered Investment Advisory firm - (5/22/2019 Terminated)

Washington

Registered Investment Advisory firm - (5/27/2019 Terminated)

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Contact information

Main Address

1543 Green Oak Place Suite 100, Kingwood, TX 77339

Mailing Address

1543 Green Oak Place Suite 100, Kingwood, TX 77339

Phone number

(832) 644-1852

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A: APPENDIX 1- D.H. HILL ADVISORS INC, WRAP BROCHURE (3/27/2025)

FORM ADV 2A: D.H. HILL ADVISORS, INC. DISCLOSURE BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	953
AUM (Assets Under Management)	$ 196,852,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Hernandez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Hernandez's CRS (Customer Relationship Summary).

Certified licenses

Experience

D.H. HILL SECURITIES, LLLP

ARIVE CAPITAL MARKETS

EDI FINANCIAL, INC.

CAC CAPITAL CORP

BBVA COMPASS INVESTMENT SOLUTIONS, INC

UBS FINANCIAL SERVICES INC.

PRUDENTIAL EQUITY GROUP, LLC

STRATEGIC RESOURCE MANAGEMENT, INC.

GAINEY FINANCIAL SERVICES, INC.

REYNOLDS KENDRICK STRATTON, INC.

CHELSEA STREET SECURITIES, INC.

Primary Firm SEC Registration

D.H. HILL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/20/2023

Series 63

Date: 5/24/2011

SIE

Date: 10/1/2018

Series 7

Date: 1/14/2011

Series 31

Date: 3/16/2000

FINRA

Current Firm

D.H. HILL ADVISORS, INC.

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

D.H. HILL ADVISORS, INC.

TRUST BUT VERIFY

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