Michelle R. Lightfoot
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle Renee Lightfoot, who also goes by Shelley R Lightfoot, was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 1992. Michelle had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 2013 - February 15, 2018
RANCE KING SECURITIES CORP.
February 22, 2010 - January 31, 2012
DUNHAM
February 19, 2010 - January 31, 2012
DUNHAM
April 14, 2003 - February 22, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 14, 2003 - February 22, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 29, 1998 - April 9, 2003
PRUDENTIAL EQUITY GROUP, LLC
March 18, 1998 - April 9, 2003
PRUDENTIAL EQUITY GROUP, LLC
January 19, 1995 - January 14, 1998
DST SECURITIES, INC.
May 31, 1994 - June 13, 1994
GEORGE K. BAUM & COMPANY
December 4, 1992 - May 31, 1994
GKB, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/2/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RANCE KING SECURITIES CORP.
CRD#: 15737 / SEC#: , 8-31539
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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