John P. Collins
Professional summary
John Patrick Collins, CIMA®, who also goes by John Collins, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Malvern, Pennsylvania and VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. John has worked at 11 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 6, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Patrick Collins's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2020 - Present
VANGUARD ADVISERS, INC.
Office #1: 100 Vanguard Blvd, Malvern, PA 19355December 15, 2020 - Present
VANGUARD MARKETING CORPORATION
Office #1: 100 Vanguard Blvd, Malvern, PA 19355July 11, 2011 - September 13, 2019
OBERWEIS SECURITIES, INC.
July 7, 2011 - December 15, 2020
OBERWEIS ASSET MANAGEMENT INC
June 9, 2009 - May 10, 2011
PERSIMMON CAPITAL MANAGEMENT LP
December 19, 2008 - May 7, 2009
VFIC SECURITIES, INC.
March 24, 2008 - August 13, 2008
INVESCO CAPITAL MARKETS, INC.
June 20, 2007 - August 13, 2008
VAN KAMPEN ADVISORS INC
August 9, 2000 - February 23, 2007
ADVISORPORT, INC.
January 8, 1993 - October 1, 1996
WALNUT STREET SECURITIES, INC.
November 25, 1992 - February 16, 1993
SENTRA SECURITIES CORPORATION
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/15/2020)
(12/16/2020)
(12/16/2020)
Exams
Series 7TO
Date: 1/14/2021
General Securities Representative ExaminationFINRA
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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