Craig Wiginton
Professional summary
Craig Wiginton was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Craig is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Craig had worked at 2 firms, which includes CURRENCY TRADING INTERNATIONAL INC., K MICHAEL & COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 1994 - December 31, 1996
CURRENCY TRADING INTERNATIONAL, INC.
November 4, 1992 - November 1, 1994
K MICHAEL & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 2/2/1995
Interest Rate Options ExaminationSeries 15
Date: 11/2/1992
Foreign Currency Options ExaminationCurrent Firm
CURRENCY TRADING INTERNATIONAL, INC.
CRD#: 35299 / SEC#: , 8-46643
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
