Nathaniel P. Jarvis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathaniel Paul Jarvis, CFP® was a registered financial professional .
Nathaniel is a previously registered financial professional and started their career in finance in 1992. Nathaniel had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2000
Experience
February 7, 2013 - April 25, 2025
JARVIS FINANCIAL
January 3, 2008 - September 4, 2018
CROWN CAPITAL SECURITIES, L.P.
March 31, 2006 - March 12, 2013
DEMARS FINANCIAL GROUP LLC
March 31, 2006 - September 4, 2018
CROWN CAPITAL SECURITIES, L.P.
December 29, 1998 - April 7, 2006
EQUITY SERVICES, INC.
December 9, 1998 - April 7, 2006
EQUITY SERVICES, INC.
November 25, 1992 - December 9, 1998
TITAN/VALUE EQUITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JARVIS FINANCIAL
CRD#: 165682 / SEC#: 801-110124
Contact information
Regulatory assets under management
| Total Number of Accounts | 591 |
| AUM (Assets Under Management) | $ 172,391,457 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
