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CK

Charissa A. Konz

MORAN WEALTH MANAGEMENT
Naples, FL 34108
Some features on this profile are disabled
CRD#: 2295377
CK

Professional summary

Charissa Ann Konz, who also goes by Charissa Ann Konz, Charissa Konz, Charissa A Konz, Charissa Ann Nester, is a registered financial advisor currently at MORAN WEALTH MANAGEMENT, LLC located in Naples, Florida.

Charissa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Charissa has worked at 9 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Charissa Ann Konz | Charissa Konz | Charissa A Konz | Charissa Ann Nester

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charissa Ann Konz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 10, 2026 - Present

MORAN WEALTH MANAGEMENT, LLC

Office #1: 5801 Pelican Bay Blvd, Suite 110, Naples, FL 34108
RIA
CRD#: 319208
Naples, FL
Past

August 3, 2023 - February 17, 2026

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
NAPLES, FL
Past

August 2, 2023 - February 17, 2026

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
NAPLES, FL
Past

September 4, 2019 - July 31, 2023

JANNEY MONTGOMERY SCOTT LLC

RIA
CRD#: 463
Naples, FL
Past

September 3, 2019 - July 31, 2023

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
Naples, FL
Past

June 19, 2019 - August 27, 2019

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA
CRD#: 11025
NAPLES, FL
Past

April 12, 2019 - August 27, 2019

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
NAPLES, FL
Past

January 20, 1998 - April 16, 2001

J.P. SECURITIES, INC.

BD
CRD#: 36559
BELLEVUE, NE
Past

February 21, 1996 - November 3, 1997

FREETRADE.COM, INC.

BD
CRD#: 10752
OMAHA, NE
Past

July 7, 1993 - June 6, 1995

WELLS FARGO BROKERAGE SERVICES, L.L.C.

BD
CRD#: 16100
MINNEAPOLIS, MN
Past

November 16, 1992 - July 16, 1993

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

November 16, 1992 - July 16, 1993

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MORAN WEALTH MANAGEMENT, LLC
MORAN WEALTH MANAGEMENT, LLC | SEAGATE CAPITAL MANAGEMENT | PELICAN BAY CAPITAL MANAGEMENT

CRD#: 319208 / SEC#: 801-123682

RIA
Registered Investment Advisory firm - (4/15/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(3/12/2026)
IAR
Texas
(3/10/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/18/2019
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/16/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/12/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/2/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/10/1992
General Securities Representative Examination

Current Firm

MW
MORAN WEALTH MANAGEMENT, LLC
MORAN WEALTH MANAGEMENT, LLC | SEAGATE CAPITAL MANAGEMENT | PELICAN BAY CAPITAL MANAGEMENT

CRD#: 319208 / SEC#: 801-123682

RIA
Registered Investment Advisory firm - (4/15/2022 Approved)
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Contact information

Main Address
5801 Pelican Bay Blvd, Suite 110, Naples, FL 34108
Mailing Address
Phone number
(239) 920-4440
Established
Firm type
Fiscal year end
# of Employees
53

SEC notice filing (33 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR MORAN WEALTH MANAGEMENT, LLC (1/27/2026)

Regulatory assets under management

Total Number of Accounts12,260
AUM (Assets Under Management)$ 5,095,822,670

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MORAN WEALTH MANAGEMENT, LLC

CRD#: 319208Naples, FL 34108

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