Roger S. Kalina
BENCHMARK FINANCIAL WEALTH ADVISORS LLC
Boca Raton, FL 33431
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CRD#: 2295079
Professional summary
Roger Steven Kalina, AIF®, CFP®, ChFC®, CLU® is a registered financial advisor currently at BENCHMARK FINANCIAL WEALTH ADVISORS LLC located in Boca Raton, Florida.
Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Roger has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Education Planning
Retirement Planning
Estate Planning
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE SALES THROUGH VARIOUS FIXED COMPANIES. BENCHMARK FINANCIAL INSURANCE LLC -NON-INVESTMENT RELATED - 2351 NW BOCA RATON BLVD. BOCA RATON FL. 33431 - INSURANCE - MEMBER SINCE 02/2017.25 HOURS PER MONTH AND APPROXIMATELY 1 HOUR DURING TRADING HOURS. PROVIDES FIXED INSURANCE PRODUCTS. BENCHMARK FINANCIAL GROUP LLC - NON-INVESTMENT-RELATED -HOLDING COMPANY 2351 NW BOCA RATON BLVD. BOCARATON FL 33431 MEMBER). START DATE: 01/2005; DEVOTES 10 HRS PER MONTH AND APPROXIMATELY 1 HRS DURING TRADING HOURS. PROVIDES BUSINESS MANAGEMENT BENCHMARK FINANCIAL GROUP INC - NON-INVESTMENT-RELATED -HOLDING COMPANY 2351 NW BOCA RATON BLVD. BOCA RATON FL 33431 OWNER. START DATE: 01/2005; DEVOTES 10 HRS PER MONTH AND APPROXIMATELY 1 HRS DURING TRADING HOURS. PROVIDES BUSINESS MANAGEMENT ROGER IS ALSO A MEMBER OF SEVERAL REAL ESTATE PARTNERSHIPS THAT HE SPENDS 5 HOURS PER MONTH AND NO TIME DURING TRADING HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Roger Steven Kalina's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1997
Experience
Current
July 17, 2017 - Present
BENCHMARK FINANCIAL WEALTH ADVISORS LLC
Office #1: 2351 Nw Boca Raton Blvd. Suite 100, Boca Raton, FL 33431RIA
CRD#: 287966
Boca Raton, FL
Past
February 20, 2015 - July 14, 2017
AMERICAN PORTFOLIOS ADVISORS, INC
RIA
CRD#: 112697
HOLBROOK, NY
Past
June 14, 2012 - July 13, 2017
PROFESSIONAL PLANNING SERVICES
RIA
CRD#: 152702
BOCA RATON, FL
Past
June 6, 2012 - July 14, 2017
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
BOCA RATON, FL
Past
November 17, 1992 - June 27, 2012
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
BOCA RATON, FL
Past
November 11, 1992 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
November 11, 1992 - June 27, 2012
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
BOCA RATON, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BENCHMARK FINANCIAL WEALTH ADVISORS LLC
BENCHMARK FINANCIAL | BENCHMARK FINANCIAL WEALTH ADVISORS LLC
CRD#: 287966 / SEC#: 801-110764
RIA
Registered Investment Advisory firm - (7/7/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(7/17/2017)
IAR
Texas(8/4/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BF
BENCHMARK FINANCIAL WEALTH ADVISORS LLC
BENCHMARK FINANCIAL | BENCHMARK FINANCIAL WEALTH ADVISORS LLC
CRD#: 287966 / SEC#: 801-110764
RIA
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Contact information
Main Address
2351 Nw Boca Raton Blvd. Suite 100, Boca Raton, FL 33431
Mailing Address
Phone number
(561) 416-2992
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,114 |
| AUM (Assets Under Management) | $ 721,666,983 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2024 | ||
| 09/25/2023 | ||
| 11/29/2022 |
Red Flags
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Company Information
BENCHMARK FINANCIAL WEALTH ADVISORS LLC
CRD#: 287966Boca Raton, FL 33431TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
