MS
Matthew L. Stockham
MERIDIAN WEALTH MANAGEMENT
Lexington, KY 40507
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CRD#: 2294887
MS
Professional summary
Matthew Lawrence Stockham, who also goes by Matt L. Stockham, is a registered financial advisor currently at MERIDIAN WEALTH MANAGEMENT, LLC located in Lexington, Kentucky.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Matthew has worked at 4 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matt L. Stockham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MERIDIAN INSURANCE LLC; LEXINGTON/KY; INSURANCE PRODUCER; START DATE: 08/2018; LIFE INSURANCE AND ANNUITY SALES; INVESTMENT RELATED; DEVOTE ABOUT 20 HOURS/MONTH AND 20 ARE DURING SECURITIES TRADING HOURS; DUTIES INCLUDE: REVIEWING LIFE INSURANCE AND ANNUITY NEEDS FOR CLIENTS 2. STOCKHAM FINANCIAL LLC; LEXINGTON/KY; MANAGING MEMBER; START DATE: 01/2015; S CORP FOR BUSINESS TAX PURPOSES OF INVESTMENT ADVISORY BUSINESS; NON-INVESTMENT RELATED; DEVOTE ABOUT 1 HOUR/MONTH AND 0 ARE DURING SECURITIES TRADING HOURS; DUTIES INCLUDE: KEEPING UP WITH MONTHLY INCOME AND EXPENSES FOR TAX PURPOSES 3. SOUTHEASTERN CAL RIPKEN; LEXINGTON/KY; VICE PRESIDENT - BOARD OF DIRECTORS; START DATE: 01/2022; BASEBALL LEAGUE; NON-INVESTMENT RELATED; DEVOTE ABOUT 6 HOURS/MONTH AND NONE ARE DURING SECURITIES TRADING HOURS; DUTIES INCLUDE: HELPING WITH ALL ASPECTS OF A CITY BASEBALL LEAGUE FOR KIDS AGES 4-12 YEARS OLD 4. SAYRE SCHOOL; LEXINGTON/KY; ASSISTANT BASEBALL COACH; START DATE: 02/2022; BASEBALL; NON-INVESTMENT RELATED; DEVOTE ABOUT 30 HOURS/MONTH AND NONE ARE DURING SECURITIES TRADING HOUR; DUTIES INCLUDE: COACHING BASEBALL
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Lawrence Stockham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 6, 2015 - Present
MERIDIAN WEALTH MANAGEMENT, LLC
Office #1: 100 W Main Street Suite 450, Lexington, KY 40507RIA
CRD#: 151523
Lexington, KY
Past
July 28, 2010 - March 6, 2015
LEXINGTON INVESTMENT COMPANY, INC.
RIA
CRD#: 27393
LEXINGTON, KY
Past
March 23, 2006 - July 6, 2006
LEXINGTON INVESTMENT COMPANY, INC.
RIA
CRD#: 27393
LEXINGTON, KY
Past
March 23, 2004 - March 6, 2015
LEXINGTON INVESTMENT COMPANY, INC.
BD
CRD#: 27393
LEXINGTON, KY
Past
March 22, 2004 - March 25, 2004
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
LEXINGTON, KY
Past
August 25, 2000 - March 25, 2004
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Past
June 25, 1998 - August 29, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MERIDIAN WEALTH MANAGEMENT, LLC
MERIDIAN WEALTH MANAGEMENT, LLC | VARSITY WEALTH
CRD#: 151523 / SEC#: 801-70676
RIA
Registered Investment Advisory firm - (10/14/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(3/6/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MW
MERIDIAN WEALTH MANAGEMENT, LLC
MERIDIAN WEALTH MANAGEMENT, LLC | VARSITY WEALTH
CRD#: 151523 / SEC#: 801-70676
RIA
Registered Investment Advisory firm - (10/14/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 W Main Street Suite 450, Lexington, KY 40507
Mailing Address
Phone number
(859) 543-4516
Established
Firm type
Fiscal year end
# of Employees
64
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,802 |
| AUM (Assets Under Management) | $ 3,885,527,411 |
Red Flags
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Company Information
MERIDIAN WEALTH MANAGEMENT, LLC
CRD#: 151523Lexington, KY 40507TRUST BUT VERIFY
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