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Rondo O. Hosang

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CRD#: 2294838
RH

Professional summary

Rondo Omar Hosang was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Rondo is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Rondo had worked at 2 firms, which includes CRESSIDA CAPITAL INC, A.S. GOLDMEN & CO. INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 23, 1995 - November 29, 1996

CRESSIDA CAPITAL, INC

BD
CRD#: 32352
NEW YORK, NY
Past

December 10, 1992 - June 24, 1994

A.S. GOLDMEN & CO., INC.

BD
CRD#: 23180
RED BANK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/17/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/8/1992
General Securities Representative Examination

Current Firm

CC
CRESSIDA CAPITAL, INC
CRESSIDA CAPITAL, INC | NORFOLK SECURITIES CORP. | CRESSIDA CAPITAL, INC.

CRD#: 32352 / SEC#: , 8-46004

BD
Cancelled by SEC on 05/16/1997
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Contact information

Main Address
Mailing Address
Phone number
Established
New Jersey since 02/02/1993
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CRESSIDA CAPITAL, INC

CRD#: 32352

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