Dean A. Nass
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dean August Nass, who also goes by Dean O Nass, was a registered financial professional .
Dean is a previously registered financial professional and started their career in finance in 1993. Dean had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2017 - September 23, 2022
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
May 2, 2016 - August 26, 2020
GREENWICH WEALTH MANAGEMENT, LLC
April 4, 2016 - November 27, 2017
PRIVATE CLIENT SERVICES, LLC
February 1, 2012 - March 8, 2016
WELLS FARGO CLEARING SERVICES, LLC
November 2, 2011 - March 8, 2016
WELLS FARGO CLEARING SERVICES, LLC
January 27, 2003 - July 9, 2003
TRADITION SECURITIES AND DERIVATIVES LLC
August 24, 1993 - August 5, 1998
GARBAN CAPITAL MARKETS LLC
January 21, 1993 - July 22, 1993
TRADITION SECURITIES AND DERIVATIVES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
CRD#: 130390 / SEC#: , 8-66335
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RETHINK, LLC | OWNER | |
| ATKINS, BRADLEY DALE | OWNER | 2963790 |
| SHANAHAN, DANIEL JAMES | CHIEF EXECUTIVE OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | PRINCIPAL OPERATIONS OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | CHIEF COMPLIANCE OFFICER | 3277912 |
| WOODWARD, CASSANDRA TALEEN | CHIEF FINANCIAL OFFICER | 2956369 |
| WOODWARD, CASSANDRA TALEEN | PRINCIPAL FINANCIAL OFFICER & FINOP | 2956369 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
