Randal M. Lawrence
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randal Mckinley Lawrence, who also goes by Randy Lawrence, was a registered financial advisor .
Randal is a previously registered financial advisor and started their career in finance in 1994. Randal had worked at 6 firms and has passed the Series 65 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2001 - August 14, 2006
AMERICAN WEALTH MANAGEMENT, INC.
April 18, 2001 - November 27, 2006
CROSSPLAN MONEY MANAGEMENT
November 15, 2000 - November 2, 2001
FAS WEALTH MANAGEMENT SERVICES, INC.
June 18, 1999 - November 15, 2000
BIRCHTREE FINANCIAL SERVICES LLC
November 13, 1995 - May 24, 1999
LEGEND EQUITIES CORPORATION
November 21, 1994 - September 1, 1995
PALM STATE EQUITIES, INC.
Primary Firm SEC Registration
AMERICAN WEALTH MANAGEMENT, INC.
CRD#: 25536 / SEC#: 801-66163, 8-41807
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN WEALTH MANAGEMENT, INC.
CRD#: 25536 / SEC#: 801-66163, 8-41807
Contact information
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,219 |
| AUM (Assets Under Management) | $ 309,865,000 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
