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Thomas Davidson Wright

CRD# 2294676·Registered 1992 - 2019
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Davidson Wright, who also goes by Tom Wright, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1992 - 2019. Thomas had worked at 13 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tom Wright

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

NEXT INVESTMENTS LLC·CRD# 164650
RIA
Richmond, VA
August 13, 2012 - July 2, 2019
EDELMAN FINANCIAL SERVICES, LLC·CRD# 113299
RIA
Henrico, VA
July 17, 2009 - April 13, 2012
SANDERS MORRIS LLC·CRD# 20580
BD
Henrico, VA
August 5, 2008 - April 13, 2012
EDELMAN FINANCIAL ADVISORS LLC·CRD# 144494
RIA
Richmond, VA
April 14, 2008 - July 20, 2009
WEALTHCARE CAPITAL MANAGEMENT LLC·CRD# 111119
RIA
Richmond, VA
October 20, 2006 - April 17, 2008
BB&T INVESTMENT SERVICES, INC.·CRD# 33856
RIA
Charlotte, NC
January 18, 2006 - August 17, 2006
BB&T INVESTMENT SERVICES, INC.·CRD# 33856
BD
Charlotte, NC
January 18, 2006 - August 17, 2006
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
RIA
Kirkland, WA
October 20, 2004 - April 5, 2005
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
BD
San Francisco, CA
October 20, 2004 - April 5, 2005
KEYBANC CAPITAL MARKETS INC.·CRD# 566
RIA
Seattle, WA
September 19, 2003 - September 15, 2004
KEYBANC CAPITAL MARKETS INC.·CRD# 566
BD
Cleveland, OH
September 19, 2003 - September 15, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
RIA
Seattle, WA
March 25, 2003 - August 4, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
Boston, MA
March 24, 2003 - August 4, 2003
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Richmond, VA
May 11, 2001 - May 21, 2002
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
March 21, 2001 - May 21, 2002
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
April 23, 1999 - March 30, 2001
EDWARD JONES·CRD# 250
BD
St. Louis, MO
June 8, 1995 - April 26, 1999
LUTHERAN BROTHERHOOD SECURITIES CORP.·CRD# 4205
BD
Minneapolis, MN
November 30, 1992 - April 13, 1995

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Current Firm

NI
NEXT INVESTMENTS LLC

NEXT INVESTMENTS LLC | WRIGHT FINANCIAL GROUP LLC

CRD#: 164650

Contact Information

Main Address

Richmond, VA

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1995About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1992About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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