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MH

Mary E. Holland

SUTTON PLACE CAPITAL MANAGEMENT LLC
Venice, FL
Some features on this profile are disabled
CRD#: 2294660
MH

Professional summary


Mary Elizabeth Holland, who also goes by Maribeth Holland, is a registered financial advisor currently at SUTTON PLACE CAPITAL MANAGEMENT LLC located in Venice, Florida.

Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Mary has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Maribeth Holland

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Mary Elizabeth Holland's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 9, 2017 - Present

SUTTON PLACE CAPITAL MANAGEMENT LLC

RIA
CRD#: 149302
Venice, FL
Past

September 22, 2005 - September 13, 2007

BNY INVESTMENT CENTER INC.

BD
CRD#: 47683
NEW YORK, NY
Past

February 15, 2002 - December 2, 2003

GOLDSMITH & HARRIS INCORPORATED

BD
CRD#: 13997
NEW YORK, NY
Past

May 7, 2001 - June 26, 2001

RYAN BECK & CO.

BD
CRD#: 3248
FLORHAM PARK, NJ
Past

June 21, 1999 - June 12, 2000

ROTH CAPITAL PARTNERS, LLC

BD
CRD#: 15407
NEWPORT BEACH, CA
Past

May 15, 1997 - January 12, 1999

DB ALEX. BROWN LLC

BD
CRD#: 17790
BALTIMORE, MD
Past

July 12, 1994 - April 4, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

December 18, 1992 - April 19, 1993

DICKINSON & CO.

BD
CRD#: 689
DES MOINES, IA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(5/30/2023)
IAR
New York
(9/16/2025)
IAR
Texas
(8/9/2017)

Exams


State Security Law Exam
IAR
Series 65
Date: 10/7/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


SP
SUTTON PLACE CAPITAL MANAGEMENT LLC
SUTTON PLACE CAPITAL MANAGEMENT LLC

CRD#: 149302 / SEC#:

Florida
Registered Investment Advisory firm - (5/30/2023 Approved)
Texas
Registered Investment Advisory firm - (8/9/2017 Conditional Restricted)
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Contact information


Main Address
Venice, FL
Mailing Address
P O Box 1342, Venice, FL 34284
Phone number
(941) 445-2001
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts19
AUM (Assets Under Management)$ 17,570,725

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SUTTON PLACE CAPITAL MANAGEMENT LLC

CRD#: 149302Venice, FL

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