Dariusz Zalewski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dariusz Zalewski, who also goes by Darek Zalewski, was a registered financial professional .
Dariusz is a previously registered financial professional and started their career in finance in 1993. Dariusz had worked at 5 firms and has passed the Series 63, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 1996 - June 4, 1998
GILL CAPITAL PARTNERS, LLC
January 22, 1996 - July 29, 1996
FIRST ALLIED SECURITIES, INC.
January 21, 1995 - January 11, 1996
SAN CLEMENTE SECURITIES, INC.
May 4, 1994 - December 31, 1994
J. A. OVERTON & CO., INC.
January 13, 1993 - April 11, 1994
CENTEX SECURITIES, INCORPORATED
Primary Firm SEC Registration
GILL CAPITAL PARTNERS, LLC
CRD#: 14559 / SEC#: 801-67301, 8-30563
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GILL CAPITAL PARTNERS, LLC
CRD#: 14559 / SEC#: 801-67301, 8-30563
Contact information
SEC notice filing (11 States and Territories)
FINRA licenses (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,594 |
| AUM (Assets Under Management) | $ 790,007,641 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
