Fredrick F. Gregory
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fredrick Frank Gregory was a registered financial professional .
Fredrick is a previously registered financial professional and started their career in finance in 1970. Fredrick had worked at 5 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 1988 - June 24, 1999
J. ALEXANDER SECURITIES, INC.
May 8, 1986 - July 30, 1988
PAULSON INVESTMENT COMPANY LLC
August 8, 1985 - May 9, 1986
J. ALEXANDER SECURITIES, INC.
April 26, 1978 - November 5, 1984
MEYERS SECURITIES CORPORATION
March 10, 1977 - January 2, 1978
BLYTH EASTMAN DILLON & CO. INCORPORATED
October 29, 1970 - November 9, 1976
FREDRICK GREGORY & COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 6/7/1957
Registered Representative ExaminationSeries 00
Date: 9/8/1969
General Securities Principal ExaminationCurrent Firm
J. ALEXANDER SECURITIES, INC.
CRD#: 7809 / SEC#: , 8-23204
Contact information
Documents
Disclosures
| Regulatory Event | 24 |
| Arbitration | 4 |
| Judgment/Lien | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
