Karen M. Lewis

THE LEWIS FINANCIAL GROUP

Ashburn, VA 20147

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CRD#: 2294583

Professional summary

Karen M Lewis, who also goes by Karen Michelle Evans, Karen Michelle Hepworth, is a registered financial advisor currently at THE LEWIS FINANCIAL GROUP located in Ashburn, Virginia.

Karen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Karen has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Karen Michelle Evans | Karen Michelle Hepworth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GENESIS PRIVATE WEALTH LLC DBA THE LEWIS FINANCIAL GROUP; INV RELATED; ASHBURN, VA; 100% OWNERSHIP WITH SPOUSE; START DATE 9/1/2024; 200 HOURS PER MONTH; 130 DURING TRADING; FEE ONLY RIA FA ASSOCIATE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen M Lewis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 10, 2025 - Present

THE LEWIS FINANCIAL GROUP

Office #1: 20755 Williamsport Place Suite 140, Ashburn, VA 20147

RIA

CRD#: 315692

Ashburn, VA

Past

October 1, 2000 - October 14, 2025

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PURCELLVILLE, VA

Past

October 1, 2000 - October 14, 2025

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PURCELLVILLE, VA

Past

December 1, 1997 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

September 7, 1993 - December 1, 1997

BOWLES HOLLOWELL CONNER & CO.

CRD#: 17511

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE LEWIS FINANCIAL GROUP

GENESIS PRIVATE WEALTH, LLC | THE LEWIS FINANCIAL GROUP | GENESIS PRIVATE WEALTH, LLC DBA THE LEWIS FINANCIAL GROUP

CRD#: 315692 / SEC#: 801-122157

RIA

Registered Investment Advisory firm - (8/23/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/10/2025)

IAR

Virginia
(10/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/17/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/7/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/4/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/24/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/3/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 11/19/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 11/5/2001

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 5/13/1996

General Securities Principal Examination

Current Firm

THE LEWIS FINANCIAL GROUP

GENESIS PRIVATE WEALTH, LLC | THE LEWIS FINANCIAL GROUP | GENESIS PRIVATE WEALTH, LLC DBA THE LEWIS FINANCIAL GROUP

CRD#: 315692 / SEC#: 801-122157

RIA

Registered Investment Advisory firm - (8/23/2021 Approved)

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Contact information

Main Address

20755 Williamsport Place Suite 140, Ashburn, VA 20147

Mailing Address

Phone number

(703) 288-1272

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE LEWIS FINANCIAL GROUP FORM ADV PART 2A APPENDIX 1 WRAP FEE PROGRAM BROCHURE (3/31/2025)

THE LEWIS FINANCIAL GROUP FORM ADV PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	527
AUM (Assets Under Management)	$ 313,916,045

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Karen M. Lewis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen M Lewis's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

BOWLES HOLLOWELL CONNER & CO.

Primary Firm SEC Registration

THE LEWIS FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 10/17/1995

Series 63

Date: 10/7/1993

SIE

Date: 10/1/2018

Series 31

Date: 5/4/2004

Series 7

Date: 10/24/1994

Series 6

Date: 9/3/1993

Series 10

Date: 11/19/2001

Series 9

Date: 11/5/2001

Series 24

Date: 5/13/1996

Current Firm

THE LEWIS FINANCIAL GROUP

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE LEWIS FINANCIAL GROUP

TRUST BUT VERIFY

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