David M. Yormick

SUMMIT CAPITAL

Pepper Pike, OH 44122

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CRD#: 2294565

Professional summary

David Michael Yormick is a registered financial advisor currently at SUMMIT CAPITAL INC. located in Pepper Pike, Ohio.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. David has worked at 5 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Yormick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 20, 2019 - Present

SUMMIT CAPITAL INC.

Office #1: 29425 Chagrin Blvd. # 350, Pepper Pike, OH 44122

RIA

CRD#: 121335

Pepper Pike, OH

Past

January 27, 2009 - December 31, 2019

BISON WEALTH MANAGEMENT, LLC

RIA

CRD#: 123996

LYNDHURST, OH

Past

January 30, 2007 - December 31, 2008

BISON WEALTH MANAGEMENT, LLC

RIA

CRD#: 123996

BEACHWOOD, OH

Past

January 14, 2003 - December 31, 2006

BISON WEALTH MANAGEMENT, LLC

RIA

CRD#: 123996

CLEVELAND, OH

Past

April 22, 1997 - January 14, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

ALEXANDRIA, VA

Past

October 1, 1996 - January 14, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

November 23, 1992 - December 14, 1992

DOMESTIC CAPITAL INCORPORATED

CRD#: 24318

Past

November 23, 1992 - January 18, 1993

MATHEWS, HOLMQUIST & ASSOCIATES, INC.

CRD#: 22171

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT CAPITAL INC.

CRD#: 121335 / SEC#: 801-122654

RIA

Registered Investment Advisory firm - (11/5/2021 Approved)

Florida

Registered Investment Advisory firm - (8/17/2021 Approved)

Ohio

Registered Investment Advisory firm - (2/11/2005 Approved)

South Carolina

Registered Investment Advisory firm - (2/4/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/17/2021)

IAR

New York
(7/24/2023)

IAR

Ohio
(11/20/2019)

IAR

Texas
(7/24/2023)

IAR

Virginia
(7/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/1/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/28/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 4/10/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/30/1996

General Securities Representative Examination

Current Firm

SUMMIT CAPITAL INC.

CRD#: 121335 / SEC#: 801-122654

RIA

Registered Investment Advisory firm - (11/5/2021 Approved)

Florida

Registered Investment Advisory firm - (8/17/2021 Approved)

Ohio

Registered Investment Advisory firm - (2/11/2005 Approved)

South Carolina

Registered Investment Advisory firm - (2/4/2016 Approved)

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Contact information

Main Address

29425 Chagrin Blvd. # 350, Pepper Pike, OH 44122

Mailing Address

Phone number

(216) 539-8444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SUMMIT CAPITAL INC FIRM BROCHURE (FORM ADV PART 2A) DTD 03-01-2025 (3/19/2025)

Regulatory assets under management

Total Number of Accounts	673
AUM (Assets Under Management)	$ 208,230,928

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

David M. Yormick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Yormick's CRS (Customer Relationship Summary).

Certified licenses

Experience

BISON WEALTH MANAGEMENT, LLC

BISON WEALTH MANAGEMENT, LLC

BISON WEALTH MANAGEMENT, LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

DOMESTIC CAPITAL INCORPORATED

MATHEWS, HOLMQUIST & ASSOCIATES, INC.

Primary Firm SEC Registration

SUMMIT CAPITAL INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/1/1997

Series 63

Date: 10/28/1996

Series 31

Date: 4/10/1997

Series 7

Date: 9/30/1996

Current Firm

SUMMIT CAPITAL INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT CAPITAL INC.

TRUST BUT VERIFY

Contact information

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