Carlos F. Otalvaro
Professional summary
Carlos Francisco Otalvaro was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Carlos is a previously registered financial advisor and started their career in finance in 1994. Prior to being barred, Carlos had worked at 3 firms, which includes WALLSTREETE INVESTMENT ADVISORS, WALLSTREET*E FINANCIAL SERVICES INC., WINSTON RODGERS & OTALVARO INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2010 - December 31, 2010
WALLSTREETE INVESTMENT ADVISORS
January 14, 1998 - December 2, 2010
WALLSTREET*E FINANCIAL SERVICES, INC.
August 11, 1994 - February 2, 1998
WINSTON RODGERS & OTALVARO, INC.
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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