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Robert Anthony Clark

CRD# 2294325·Registered 1992 - 2026
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Anthony Clark, who also goes by Robert Clark, Tony Clark, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1992 - 2026. Robert had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Clark, Tony Clark

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

T. CLARK & ASSOCIATES·CRD# 283684
RIA
Parrish, FL
June 7, 2016 - April 21, 2026
ROTHSCHILD GLOBAL INVESTMENTS, INC.·CRD# 16700
BD
August 18, 1993 - September 11, 1993
EDWARD JONES·CRD# 250
BD
November 23, 1992 - September 3, 1993

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Current Firm

TC
T. CLARK & ASSOCIATES

T. CLARK & ASSOCIATES | T. CLARK & ASSOCIATES, INC.

CRD#: 283684

Contact Information

Main Address

Parrish, FL

Mailing Address

Po Box 606, Ellenton, FL 34222

Phone Number

(941) 773-2174

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

9

AUM (Assets Under Management)

$642,486

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: T. Clark & Associates, Inc. Investment related: yes Address: Sarasota, FL Nature: Insurance Position: Agent/Owner; start: 02/2016 Hours: 120 hrs/month 30 Hrs/during trading Insurance sales

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2015About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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