Robert A. Clark

T. CLARK & ASSOCIATES

Parrish, FL

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CRD#: 2294325

Professional summary

Robert Anthony Clark, who also goes by Robert Clark, Tony Clark, is a registered financial advisor currently at T. CLARK & ASSOCIATES located in Parrish, Florida.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Robert has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Clark | Tony Clark

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: T. Clark & Associates, Inc. Investment related: yes Address: Sarasota, FL Nature: Insurance Position: Agent/Owner; start: 02/2016 Hours: 120 hrs/month 30 Hrs/during trading Insurance sales

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Anthony Clark's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 7, 2016 - Present

T. CLARK & ASSOCIATES

RIA

CRD#: 283684

Parrish, FL

Past

August 18, 1993 - September 11, 1993

ROTHSCHILD GLOBAL INVESTMENTS, INC.

CRD#: 16700

Past

November 23, 1992 - September 3, 1993

EDWARD JONES

CRD#: 250

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/7/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/6/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/25/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/19/1992

General Securities Representative Examination

Current Firm

T. CLARK & ASSOCIATES

T. CLARK & ASSOCIATES | T. CLARK & ASSOCIATES, INC.

CRD#: 283684 / SEC#:

Florida

Registered Investment Advisory firm - (6/7/2016 Approved)

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Contact information

Main Address

Parrish, FL

Mailing Address

Po Box 606, Ellenton, FL 34222

Phone number

(941) 417-2292

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 685,278

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert A. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Anthony Clark's CRS (Customer Relationship Summary).

Certified licenses

Experience

T. CLARK & ASSOCIATES

ROTHSCHILD GLOBAL INVESTMENTS, INC.

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 65

Date: 7/6/2015

Series 63

Date: 11/25/1992

Series 7

Date: 11/19/1992

Current Firm

T. CLARK & ASSOCIATES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

T. CLARK & ASSOCIATES

TRUST BUT VERIFY

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