Ramesh J. Gulati

GULATI ASSET MANAGEMENT LLC

East Greenwich, RI

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CRD#: 2294321

Professional summary

Ramesh Jason Gulati, CFP® is a registered financial advisor currently at GULATI ASSET MANAGEMENT LLC located in East Greenwich, Rhode Island.

Ramesh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Ramesh has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CBDG LLC - VERO BEACH, FL - DIETARY SUPPLEMENT DEVELOPMENT AND MANUFACTURE - MANAGING MEMBER - 10 HOURS/WEEK - 0 HOURS DURING TRADING HOURS. CASTAWAY COVE WAVE VI HOMEOWNERS ASSOCIATION, INC. - BOARD MEMBER - 1 HOUR/QUARTER - 0 HOURS DURING TRADING HOURS. THE OCEAN CLUB II AT ORCHID ISLAND CONDOMINIUM ASSOCIATION, INC. - BOARD MEMBER - 1 HOUR/QUARTER - 0 HOURS DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ramesh Jason Gulati's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Current

July 17, 2007 - Present

GULATI ASSET MANAGEMENT LLC

RIA

CRD#: 129092

East Greenwich, RI

Past

December 14, 1992 - December 24, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 14, 1992 - December 24, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/4/2008)

IAR

Rhode Island
(7/17/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/17/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/3/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/10/1992

General Securities Representative Examination

Current Firm

GULATI ASSET MANAGEMENT LLC

GULATI ASSET MANAGEMENT | GULATI ASSET MANAGEMENT LLC. | GULATI ASSET MANAGEMENT LLC

CRD#: 129092 / SEC#:

Florida

Registered Investment Advisory firm - (2/4/2008 Approved)

Rhode Island

Registered Investment Advisory firm - (1/1/1999 Approved)

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Contact information

Main Address

Vero Beach, FL

Mailing Address

Phone number

(772) 231-1070

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	77
AUM (Assets Under Management)	$ 19,150,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Ramesh J. Gulati

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ramesh Jason Gulati's CRS (Customer Relationship Summary).

Certified licenses

Experience

GULATI ASSET MANAGEMENT LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/17/1992

Series 63

Date: 12/3/1992

Series 7

Date: 12/10/1992

Current Firm

GULATI ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GULATI ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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