Anthony J. Brong

WEALTHKARE.COM

MIDDLETOWN, PA 17057

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CRD#: 2294299

Professional summary

Anthony Joseph Brong is a registered financial advisor currently at WEALTHKARE.COM, INC. located in Middletown, Pennsylvania.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Anthony has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

American Assets Financial Corporation, Agent, 10/2011, Mount Union, PA; INSURANCE SALES INSURANCE SALES - START DATE 1994. INDEPENDENT INSURANCE AGENT, ANNUAL APPROXIMATE ANNUAL COMPENSATION $6500.00, 10 HOURS A MONTH 3 HOURS DURING MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Joseph Brong's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 14, 2011 - Present

WEALTHKARE.COM, INC.

Office #1: 4000 Vine Street Suite 103, Middletown, PA 17057

RIA

CRD#: 115111

MIDDLETOWN, PA

Past

August 11, 2004 - December 7, 2011

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

July 29, 2004 - November 11, 2011

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

HERSHEY, PA

Past

July 15, 2003 - July 29, 2004

HACKETT ASSOCIATES, INC.

RIA

CRD#: 2106

HERSHEY, PA

Past

September 5, 1997 - July 29, 2004

HACKETT ASSOCIATES, INC.

CRD#: 2106

WYOMISSING, PA

Past

December 8, 1994 - September 25, 1997

PINNACLE SECURITIES, INC.

CRD#: 30008

HARRISBURG, PA

Past

April 6, 1993 - October 7, 1994

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

April 6, 1993 - October 7, 1994

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHKARE.COM, INC.

THE WEALTHKARE INVESTMENT CENTER | WEALTHKARE.COM, INC.

CRD#: 115111 / SEC#: 801-131322

RIA

Registered Investment Advisory firm - (10/18/2024 Approved)

Iowa

Registered Investment Advisory firm - (9/27/2011 Terminated)

Maryland

Registered Investment Advisory firm - (10/22/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/23/2024 Terminated)

Washington

Registered Investment Advisory firm - (11/21/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(11/14/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/25/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/19/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/18/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/5/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/6/2001

General Securities Principal Examination

Current Firm

WEALTHKARE.COM, INC.

THE WEALTHKARE INVESTMENT CENTER | WEALTHKARE.COM, INC.

CRD#: 115111 / SEC#: 801-131322

RIA

Registered Investment Advisory firm - (10/18/2024 Approved)

Iowa

Registered Investment Advisory firm - (9/27/2011 Terminated)

Maryland

Registered Investment Advisory firm - (10/22/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/23/2024 Terminated)

Washington

Registered Investment Advisory firm - (11/21/2024 Terminated)

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Contact information

Main Address

11898 Arrowhead Way, Mount Union, PA 17066

Mailing Address

Phone number

(814) 542-5433

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A&2B SEC (7/23/2025)

Regulatory assets under management

Total Number of Accounts	685
AUM (Assets Under Management)	$ 119,072,269

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony J. Brong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Joseph Brong's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

HACKETT ASSOCIATES, INC.

HACKETT ASSOCIATES, INC.

PINNACLE SECURITIES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

WEALTHKARE.COM, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/25/1999

Series 63

Date: 7/19/1993

Series 7

Date: 2/18/2000

Series 6

Date: 4/5/1993

Series 24

Date: 4/6/2001

Current Firm

WEALTHKARE.COM, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHKARE.COM, INC.

TRUST BUT VERIFY

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