Anthony Joseph Brong
Professional Summary
Anthony Joseph Brong is a registered financial advisor currently at WEALTHKARE.COM, INC. located in Middletown, Pennsylvania. Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Anthony has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT LLC
Contact Information
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JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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JANNEY MONTGOMERY SCOTT LLC
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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JANNEY MONTGOMERY SCOTT LLC
Current Firm
THE WEALTHKARE INVESTMENT CENTER | WEALTHKARE.COM, INC.
Contact Information
Main Address
11898 Arrowhead Way, Mount Union, PA 17066Phone Number
(814) 542-5433# of Employees
7SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
771AUM (Assets Under Management)
$136,653,708Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT LLC
Primary Firm SEC Registration
THE WEALTHKARE INVESTMENT CENTER | WEALTHKARE.COM, INC.
State Registrations and Notice Filings
(11/14/2011)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 1993About the Series 6 examSimilar Advisors
JANNEY MONTGOMERY SCOTT LLC
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CRS (Client Relationship Summary) - RIA
Click below to view Anthony Joseph Brong's CRS (Customer Relationship Summary).
Similar Advisors
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT LLC
