Johnathon T. Davis

AMERICAN CAPITAL MANAGEMENT

Lexington, KY 40507

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CRD#: 2294210

Professional summary

Johnathon Thomas Davis, who also goes by Johnathon T Davis, is a registered financial advisor currently at AMERICAN CAPITAL MANAGEMENT, INC. located in Lexington, Kentucky.

Johnathon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Johnathon has worked at 6 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Johnathon T Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independant life and annuity insurance sales. Not investment related 5 TO 10 Hours per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Johnathon Thomas Davis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 2, 2015 - Present

AMERICAN CAPITAL MANAGEMENT, INC.

Office #1: 444 E Main Street Suite 101, Lexington, KY 40507

RIA

CRD#: 122452

Lexington, KY

Past

February 29, 2012 - September 3, 2015

RETIREMENT TAX ADVISORY GROUP

RIA

CRD#: 145285

LEXINGTON, KY

Past

January 6, 2012 - March 7, 2012

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

PHILADELPHIA, PA

Past

November 5, 2008 - January 6, 2012

INVESTMENT ADVISORS INTERNATIONAL, INC.

RIA

CRD#: 139233

LEXINGTON, KY

Past

November 24, 2003 - May 20, 2004

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

November 25, 1992 - March 14, 2002

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(9/2/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/9/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/17/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/13/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 1/19/1995

Investment Company Products/Variable Contracts Principal Examination

Current Firm

AMERICAN CAPITAL MANAGEMENT, INC.

AMERICAN CAPITAL MANAGEMENT, INC. | JT DAVIS ASSET MANAGEMENT, LLC

CRD#: 122452 / SEC#:

Florida

Registered Investment Advisory firm - (3/30/2018 Approved)

Indiana

Registered Investment Advisory firm - (7/30/1991 Approved)

Kentucky

Registered Investment Advisory firm - (1/24/2008 Approved)

Ohio

Registered Investment Advisory firm - (6/28/2013 Approved)

Texas

Registered Investment Advisory firm - (12/5/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4222 Grantline Road, New Albany, IN 47150

Mailing Address

Phone number

(812) 945-9888

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	435
AUM (Assets Under Management)	$ 78,724,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Johnathon T. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Johnathon Thomas Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN CAPITAL MANAGEMENT, INC.

RETIREMENT TAX ADVISORY GROUP

TRANSAMERICA FINANCIAL ADVISORS, LLC

INVESTMENT ADVISORS INTERNATIONAL, INC.

BANC ONE SECURITIES CORPORATION

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/9/2008

Series 63

Date: 11/17/1992

Series 6

Date: 11/13/1992

Series 26

Date: 1/19/1995

Current Firm

AMERICAN CAPITAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AMERICAN CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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