KP
Kirk E. Pickell
JANNEY MONTGOMERY SCOTT LLC | FA
Warwick, RI 02886
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CRD#: 2294187
KP
Professional summary
Kirk Edward Pickell is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Warwick, Rhode Island.
Kirk is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Kirk has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Trading individual securities
Financial planning
Philanthropic services
Trust & estate planning
Institutional consulting
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TIMBER PROPERTIES, LLC AND PINNACLE PARTNERS (EACH HOLDS DIFFERENT PIECES OF REAL ESTATE), 2258 POST ROAD, WARWICK, RI; POSITION: PRINCIPLE / MEMBER; NATURE OF BUSINESS: REAL ESTATE; STARTED 2002-2008; DEVOTED 4-10 HOURS A MONTH; 0 DURING BUSINESS DAY; DUTIES: MANAGE PROPERTY AND ENTITLEMENT WORK. 2) 100 CLUB OF RHODE ISLAND, 222 CHESTNUT ST., PROVIDENCE,RI; TITLE: PRESIDENT; NATURE OF BUSINESS: NON-PROFIT MISSION TO BENEFIT FAMILIES OF FIRE AND POLICE PERSONNEL WHO ARE KILLED IN LINE OF DUTY; STARTED: JUNE 2008; 2-4 HOURS A MONTH; NONE DURING BUSINESS DAY; DUTIES: OVER-SEE CLUB'S ACTIVITIES; RESPONDS TO NEEDS AS THEY ARISE. 3) Gorpick, LLC; Opportunity Zone structure to invest in real estate within Opportunity Zones; 22 Morgan Dr. Narragansett, RI 02882; Start date 6/24/2019; President; Duties: Monitor compliance of OZ investments; 1-hr/month; The OZ entity will invest in real estate within RI. 556 Atwells Ave/1048 Ocean Rd, LLC; Investment-related. 4) KP QOZB LLC, Narragansett, RI; Not Investment Related; Nature: Real Estate Opportunity Zone Fund; Title/Position: Owner/Member; Devotes 2 hours/month; KP OZ will invest proceeds in new entity for tax purposes. 8) WildAcre Wrentham LLC, Narragansett RI, Not Investment Related: Nature: Real Estate Holding Co.; Title/Position: Member; Duties: Assist as needed with the entitlement for a multi family development; Devotes 2 hours/month; Not compensated. 5) Wild Acre Woods LLC, Sharon, MA; Not Investment Related: Nature: Real Estate Holding Co.; Title/Position: 50% Owner; Devotes 2 hours/month; Not compensated. 6) Narragansett Lions Club, Narragansett, RI. Mission is to create and foster a spirit of understanding among all people for humanitarian needs by providing voluntary services through community involvement and international cooperation. Board member: duties include overseeing club activities. Not compensated, 2 hrs./month, not Investment Related, 06/2022. 7) Gansett, LLC, Kamas, UT. Real Estate Owner (03/2025). Investment related, not compensated, 1 hour/month. 8) Brownstone Investment/Gansett LLC Real Estate Holding Company, Narragansett, RI. Owner (07/216). Investment related, not compensated, 1 hour/month.
CRS (Client Relationship Summary) - RIA
Click below to view Kirk Edward Pickell's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kirk Edward Pickell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 7, 2004 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 475 Kilvert Street Suite 330, Warwick, RI 02886RIA
BD
CRD#: 463
Warwick, RI
Current
August 19, 2002 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 475 Kilvert Street Suite 330, Warwick, RI 02886RIA
BD
CRD#: 463
Warwick, RI
Past
March 9, 2002 - August 28, 2002
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
December 18, 1992 - March 9, 2002
TUCKER ANTHONY INCORPORATED
BD
CRD#: 837
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/23/2004)
IAR
Arizona(4/15/2008)
RR
California(8/17/2010)
IAR
California(10/29/2012)
RR
Colorado(3/8/2021)
RR
Connecticut(8/19/2002)
RR
Florida(8/19/2002)
RR
Idaho(8/29/2013)
RR
Illinois(8/19/2002)
RR
Maine(8/19/2002)
RR
Maryland(7/6/2006)
RR
Massachusetts(8/28/2002)
RR
Minnesota(6/9/2025)
RR
Missouri(7/26/2024)
RR
Montana(5/10/2012)
RR
Nevada(8/8/2024)
RR
New Hampshire(7/30/2007)
RR
New Jersey(10/25/2022)
RR
New York(8/19/2002)
RR
North Carolina(1/25/2021)
RR
Oregon(10/20/2015)
RR
Pennsylvania(8/19/2002)
RR
Rhode Island(8/19/2002)
IAR
Rhode Island(7/7/2004)
RR
South Carolina(1/20/2012)
RR
Tennessee(6/24/2016)
RR
Virginia(9/9/2004)
RR
West Virginia(4/19/2021)
RR
Wyoming(7/26/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JANNEY MONTGOMERY SCOTT LLC
FACRD#: 463Warwick, RI 02886TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
