Andrea M. Clark

PATHWAYS WEALTH MANAGEMENT

TROY, OH

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CRD#: 2294096

Professional summary

Andrea Meisel Clark, who also goes by Andrea Clark, Andrea Meisel Ferguson, Andrea R Meisel, is a registered financial advisor currently at PATHWAYS WEALTH MANAGEMENT, INC. located in Troy, Ohio.

Andrea is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Andrea has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrea Clark | Andrea Meisel Ferguson | Andrea R Meisel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) T & H Consulting; Investment Related; 10735 Falls Creek Lane, Centerville OH 45458; Sole Member LLC; RIA Compliance Consulting and Genealogy Services; Start Date: 01/2011; Approx. 5 hours devoted weekly; Assisting with RIA compliance duties and Family History research/DNA analysis. 2.) Vision Financial Partners, LLC; Investment Related; 1270 Macintosh Ct. Troy, OH 45373; Branch Office of LMK & Company; Start Date: 2/2015; 100 hours devoted monthly, 4 hours devoted daily during trading hours; Client Services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrea Meisel Clark's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 18, 2013 - Present

PATHWAYS WEALTH MANAGEMENT, INC.

RIA

CRD#: 154125

TROY, OH

Past

June 1, 2009 - April 9, 2010

MORGAN STANLEY

RIA

CRD#: 149777

CENTERVILLE, OH

Past

June 1, 2009 - April 9, 2010

MORGAN STANLEY

CRD#: 149777

CENTERVILLE, OH

Past

September 27, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

CENTERVILLE, OH

Past

September 27, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

CENTERVILLE, OH

Past

August 24, 2005 - January 18, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

HUNTINGTON, WV

Past

March 4, 2005 - May 10, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

CENTERVILLE, OH

Past

March 2, 2005 - May 10, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

June 22, 1994 - June 26, 2003

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PATHWAYS WEALTH MANAGEMENT, INC.

MONTGOMERY DESIGNS, LLC | SOUTHWEST OHIO INVESTMENT ADVISORY, LLC | PATHWAYS WEALTH MANAGEMENT, LLC | PATHWAYS WEALTH MANAGEMENT, INC.

CRD#: 154125 / SEC#: 801-130750

RIA

Registered Investment Advisory firm - (7/25/2024 Approved)

California

Registered Investment Advisory firm - (9/25/2024 Terminated)

Ohio

Registered Investment Advisory firm - (8/26/2024 Terminated)

Texas

Registered Investment Advisory firm - (8/26/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/27/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/17/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/25/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/30/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/20/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 12/13/1999

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/6/1999

General Securities Sales Supervisor - Options Module Examination

Current Firm

PATHWAYS WEALTH MANAGEMENT, INC.

MONTGOMERY DESIGNS, LLC | SOUTHWEST OHIO INVESTMENT ADVISORY, LLC | PATHWAYS WEALTH MANAGEMENT, LLC | PATHWAYS WEALTH MANAGEMENT, INC.

CRD#: 154125 / SEC#: 801-130750

RIA

Registered Investment Advisory firm - (7/25/2024 Approved)

California

Registered Investment Advisory firm - (9/25/2024 Terminated)

Ohio

Registered Investment Advisory firm - (8/26/2024 Terminated)

Texas

Registered Investment Advisory firm - (8/26/2024 Terminated)

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Contact information

Main Address

Tipp City, OH

Mailing Address

Phone number

(937) 552-9765

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PATHWAYS 2B FIRM BROCHURE (10/13/2025)

PATHWAYS 2B FIRM WRAP BROCHURE (10/13/2025)

Regulatory assets under management

Total Number of Accounts	683
AUM (Assets Under Management)	$ 133,311,983

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrea M. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrea Meisel Clark's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

PATHWAYS WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/17/2013

Series 63

Date: 7/25/1994

SIE

Date: 12/30/2023

Series 7

Date: 6/20/1994

Series 10

Date: 12/13/1999

Series 9

Date: 12/6/1999

Current Firm

PATHWAYS WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PATHWAYS WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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